Matias Alberto Costantini | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Matias Alberto Costantini, who also goes by Matias Alberto Constantini, Matias A Costantini, was a registered financial professional .

Matias is a previously registered financial professional and started their career in finance in 1998. Matias had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Matias Alberto Constantini | Matias A Costantini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 29, 2017 - June 21, 2018

INSIGNEO ADVISORY SERVICES, LLC

RIA

CRD#: 282589

MIAMI, FL

Past

July 31, 2017 - April 9, 2018

INSIGNEO SECURITIES, LLC

BD

CRD#: 29249

MIAMI, FL

Past

May 2, 2016 - July 31, 2017

NORTHEAST SECURITIES, LLC

BD

CRD#: 25996

MIAMI, FL

Past

January 1, 2010 - May 10, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORAL GABLES, FL

Past

January 1, 2010 - May 10, 2016

UBS FINANCIAL SERVICES INC.

BD

CRD#: 8174

CORAL GABLES, FL

Past

December 4, 2008 - January 1, 2010

UBS INTERNATIONAL INC.

RIA

CRD#: 107726

CORAL GABLES, FL

Past

November 14, 2008 - January 1, 2010

UBS INTERNATIONAL INC.

BD

CRD#: 107726

CORAL GABLES, FL

Past

March 15, 2004 - November 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

July 7, 1998 - November 17, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD

CRD#: 7691

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IA

INSIGNEO ADVISORY SERVICES, LLC

CRD#: 282589 / SEC#: 801-107256

RIA

Registered Investment Advisory firm - (2/22/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 11/2/1998

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 4/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/30/1998

General Securities Representative Examination

Current Firm

IA

INSIGNEO ADVISORY SERVICES, LLC

CRD#: 282589 / SEC#: 801-107256

RIA

Registered Investment Advisory firm - (2/22/2016 Approved)

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Contact information

Main Address

1221 Brickell Avenue 27th Floor, Miami, FL 33131

Mailing Address

Phone number

(305) 373-9000

Established

Firm type

Fiscal year end

# of Employees

197

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAS BROCHURE (6/11/2025)

IAS WRAP BROCHURE (6/11/2025)

Regulatory assets under management

Total Number of Accounts	4,142
AUM (Assets Under Management)	$ 3,612,629,819

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matias A. Costantini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSIGNEO SECURITIES, LLC

NORTHEAST SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS INTERNATIONAL INC.

UBS INTERNATIONAL INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

INSIGNEO ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/1998

SIE

Date: 4/9/2018

Series 7

Date: 6/30/1998

Current Firm

INSIGNEO ADVISORY SERVICES, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGNEO ADVISORY SERVICES, LLC

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