Stanley Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Levin was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1974. Stanley had worked at 6 firms and has passed the Series 63, Series 1, F04 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 1990 - December 17, 1990
JW GENESIS CLEARING CORP.
February 17, 1988 - February 13, 1990
J. T. MORAN & CO., INC.
May 25, 1979 - December 14, 1987
RLR SECURITIES GROUP, INC.
September 8, 1978 - July 8, 1979
THOMSON MCKINNON SECURITIES INC.
March 10, 1976 - September 23, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
September 20, 1974 - April 4, 1976
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/14/1974
Registered Representative ExaminationF04
Date: 12/22/1980
Financial Principal ExaminationCurrent Firm
JW GENESIS CLEARING CORP.
CRD#: 6631 / SEC#: , 8-17907
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
