Jason A. Mc Glone

MCGLONE SUTTNER WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 3078445

Professional summary

Jason Anthony Mc Glone, CFP®, who also goes by Jason Anthony Mcglone, is a registered financial advisor currently at MCGLONE SUTTNER WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jason has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Anthony Mcglone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)MCGLONE REAL ESTATE (NON-INVESTMENT RELATED),APPLETON, WI 54913; OWNER; START DATE; 08-01-2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Anthony Mc Glone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 7, 2021 - Present

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

Office #1: 3501 E Evergreen Drive Ste A, Appleton, WI 54913

RIA

CRD#: 149830

Appleton, WI

Past

March 29, 2017 - February 1, 2022

KOM WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 142682

APPLETON, WI

Past

February 15, 2007 - December 31, 2016

KOM WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 142682

APPLETON, WI

Past

February 15, 2007 - July 5, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

APPLETON, WI

Past

July 9, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 9, 1998 - February 15, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

APPLETON CAPITAL PARTNERS, INC. | VERUS INVESTMENT ADVISORY GROUP, INC. | VERUS INVESTMENT ADVISORY GROUP | MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD#: 149830 / SEC#: 801-112692

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (3/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/7/2021)

IAR

Wisconsin
(12/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/28/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/1998

General Securities Representative Examination

Current Firm

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

APPLETON CAPITAL PARTNERS, INC. | VERUS INVESTMENT ADVISORY GROUP, INC. | VERUS INVESTMENT ADVISORY GROUP | MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD#: 149830 / SEC#: 801-112692

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (3/27/2018 Terminated)

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Contact information

Main Address

3501 E Evergreen Drive Ste A, Appleton, WI 54913

Mailing Address

Phone number

(920) 882-5299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,722
AUM (Assets Under Management)	$ 815,977,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Mc Glone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Anthony Mc Glone's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOM WEALTH MANAGEMENT GROUP, LLC

KOM WEALTH MANAGEMENT GROUP, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/1998

SIE

Date: 7/5/2016

Series 7

Date: 7/7/1998

Current Firm

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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