Christopher R. Braudis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Raymond Braudis was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1998. Christopher had worked at 18 firms and has passed the Series 65 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2012 - October 9, 2012
THE MUTUAL FUND STORE
March 5, 2012 - October 9, 2012
THE MUTUAL FUND STORE
March 5, 2012 - October 9, 2012
THE MUTUAL FUND STORE
February 28, 2011 - December 31, 2012
THE MUTUAL FUND RESEARCH CENTER, RESEARCH CENTER
February 25, 2011 - October 9, 2012
TMFS ADVISORY SERVICES, LLC
February 25, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 25, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
February 24, 2011 - October 9, 2012
THE MUTUAL FUND STORE
June 15, 2007 - October 9, 2012
FINANCIAL ENGINES ADVISOR CENTER, LLC
September 14, 2004 - October 9, 2012
THE MUTUAL FUND STORE
March 11, 2002 - February 27, 2007
THE MUTUAL FUND STORE - OMAHA
August 13, 1998 - December 6, 1999
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/14/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
THE MUTUAL FUND STORE
CRD#: 159157 / SEC#: 801-72776
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
