Peter F. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Frederic Levin, who also goes by Peter F Levin, Peter Frederick Levin, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 5 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2019 - January 29, 2024
MADISON WEALTH MANAGEMENT
May 14, 2001 - January 7, 2019
GREYSTONE INVESTMENT MANAGEMENT, LLC
January 10, 1996 - April 5, 2001
LEGG MASON WOOD WALKER, INCORPORATED
February 25, 1976 - January 10, 1996
BARTLETT & CO.
March 20, 1970 - February 25, 1976
BENJ D BARTLETT & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 10/31/1968
Registered Representative ExaminationSeries 40
Date: 12/18/1973
Registered Principal ExaminationCurrent Firm
MADISON WEALTH MANAGEMENT
CRD#: 111728 / SEC#: 801-60390
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,495 |
| AUM (Assets Under Management) | $ 1,123,859,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/05/2024 | ||
| 07/14/2023 | ||
| 09/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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