James W. Mcbride

Some features on this profile are disabled

CRD#: 3078221

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James William Mcbride, who also goes by Jim Mcbride, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1999. James had worked at 4 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Mcbride

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 15, 2004 - March 25, 2014

ASSET CONSULTING GROUP, LLC

RIA

CRD#: 107574

ST. LOUIS, MO

Past

January 15, 2004 - May 3, 2006

GUGGENHEIM INVESTOR SERVICES, LLC

CRD#: 30096

NEW YORK, NY

Past

January 11, 2000 - March 15, 2002

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

March 31, 1999 - September 1, 1999

BRIDGE TRADING COMPANY

CRD#: 6822

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSET CONSULTING GROUP, LLC

ASSET CONSULTING GROUP INC | GUGGENHEIM PARTNERS | ASSET CONSULTING GROUP, LLC | ASSET CONSULTING GROUP, INC.

CRD#: 107574 / SEC#: 801-39372

RIA

Registered Investment Advisory firm - (6/20/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 55

Date: 5/2/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/29/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 10/4/2000

Municipal Securities Principal Examination

Current Firm

ASSET CONSULTING GROUP, LLC

ASSET CONSULTING GROUP INC | GUGGENHEIM PARTNERS | ASSET CONSULTING GROUP, LLC | ASSET CONSULTING GROUP, INC.

CRD#: 107574 / SEC#: 801-39372

RIA

Registered Investment Advisory firm - (6/20/1991 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

231 South Bemiston Avenue 14th Floor, Clayton, MO 63105

Mailing Address

Phone number

(314) 862-4848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSET CONSULTING GROUP, LLC (7/14/2025)

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 781,677,701

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/11/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James W. Mcbride

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GUGGENHEIM INVESTOR SERVICES, LLC

WALNUT STREET SECURITIES, INC.

BRIDGE TRADING COMPANY

Primary Firm SEC Registration

ASSET CONSULTING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2000

Series 63

Date: 12/11/1998

Series 55

Date: 5/2/2000

Series 7

Date: 11/2/1998

Series 24

Date: 1/29/2001

Series 53

Date: 10/4/2000

Current Firm

ASSET CONSULTING GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASSET CONSULTING GROUP, LLC

TRUST BUT VERIFY

Similar Advisors