Myrna S. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Myrna Shafer Levin was a registered financial professional .
Myrna is a previously registered financial professional and started their career in finance in 1973. Myrna had worked at 11 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 1998 - November 19, 2002
CANTELLA & CO., INC.
July 23, 1997 - April 14, 1998
ROUND HILL SECURITIES, INC.
June 2, 1994 - July 3, 1997
NORTHEAST SECURITIES, LLC
July 20, 1990 - June 20, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 15, 1989 - July 24, 1990
SUPLEE, REED & CO., INC.
April 10, 1985 - January 12, 1989
HOPPER SOLIDAY & CO., INC.
June 3, 1982 - April 17, 1985
PRUDENTIAL EQUITY GROUP, LLC
December 30, 1977 - May 26, 1982
ELKINS & CO.
December 18, 1974 - December 25, 1977
CITIGROUP GLOBAL MARKETS INC.
July 18, 1973 - January 15, 1975
YARNALL BIDDLE & CO
April 19, 1973 - May 30, 1973
WEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/16/1973
Registered Representative ExaminationCurrent Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
