JN
Justin L. Naegle
VOYA FINANCIAL ADVISORS
Salem, OR 97301
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CRD#: 3077979
JN
Professional summary
Justin Lee Naegle, CFP® is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Salem, Oregon.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Justin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:OREGON SAVINGS GROWTH PLAN/ING US AS RECORD KEEPER; Yes; 800 SUMMER ST STE 200; SALEM; OR; 97501; SPONSOR PLAN BUSINESS; EDUCATION REPRESENTATIVE; 4/1/2014; 64; 30; MEET WITH PARTICIPANTS OF THE PLAN AND ANSWER QUESTIONS/EXPLAIN THE PLAN/EDUCATION ONLY NO ADVICE| NAME OF ENTITY: Independent Insurance Agent; Yes; 698 SE 12th ST SE STE 240; SALEM; OR; 97301; fixed insurance sales; Independent Insurance Agent; 2/1/2015; 15; 10; sales of fixed insurance products|NAME OF ENTITY:Cypress Wealth Advisers; Yes; 698 12th ST SE STE 240; Salem; OR; 97301; financial services / DBA; Financial Adviser; 6/1/2021; 160; 160; sale and service of insurance, securities and investment products| NOTARY POSITION: Notary stamp holder NATURE: Occasionally I will have clients that need a document notarized. These documents have nothing to do with any business I'm involved in or will profit from. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2025 ADDRESS: 698 12th ST SE, SALEM OR 97301, United States DESCRIPTION: Reviewing documents and stamping the notary stamp on the document.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Lee Naegle's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justin Lee Naegle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
February 18, 2014 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 698 12th St Se Suite 240, Salem, OR 97301RIA
BD
CRD#: 2882
Salem, OR
Current
February 13, 2014 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 698 12th St Se Suite 240, Salem, OR 97301RIA
BD
CRD#: 2882
Salem, OR
Past
March 21, 2012 - February 12, 2014
VOYA RETIREMENT ADVISORS, LLC
RIA
CRD#: 3989
SALEM, OR
Past
November 15, 2010 - February 12, 2014
VOYA RETIREMENT ADVISORS, LLC
BD
CRD#: 3989
SALEM, OR
Past
July 20, 1998 - July 18, 2000
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/24/2021)
RR
Arizona(5/24/2021)
RR
California(5/24/2021)
RR
Colorado(1/7/2020)
RR
Florida(1/3/2019)
RR
Idaho(5/24/2021)
RR
Illinois(7/30/2024)
RR
Iowa(5/24/2021)
RR
Maryland(7/30/2024)
RR
Massachusetts(5/24/2021)
RR
Missouri(7/30/2024)
RR
Montana(5/24/2021)
RR
Nebraska(7/30/2024)
RR
Nevada(5/24/2021)
RR
New York(5/24/2021)
IAR
New York(10/12/2022)
RR
North Carolina(5/24/2021)
RR
Oregon(2/13/2014)
IAR
Oregon(2/18/2014)
RR
Texas(5/24/2021)
IAR
Texas(5/24/2021)
RR
Utah(5/24/2021)
RR
Washington(2/13/2014)
RR
Wisconsin(1/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
