Zeta L. Russell

TUGGLE & RUSSELL, L.L.C.

Richardson, TX 75082

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CRD#: 3077962

Professional summary

Zeta Lois Russell, CFP®, who also goes by Lois Boyd, Lois Russell, is a registered financial advisor currently at TUGGLE & RUSSELL, L.L.C. located in Richardson, Texas.

Zeta is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Zeta has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lois Boyd | Lois Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business: Insurance Sales; || whether the business is investment-related: No; || the address of the other business: Same as adviser; || the nature of the other business: annuities, life and health insurance sales; || your position: Sales; || title, or relationship with the other business: licensed insurance sales; the start date of your relationship: May 1999; || the approximate number of hours/month you devote to the other business: varies; || the number of hours you devote to the other business during securities trading hours: varies; || briefly describe your duties relating to the other business: Insurance sales through referrals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zeta Lois Russell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 27, 2003 - Present

TUGGLE & RUSSELL, L.L.C.

Office #1: 101 W Renner Road Suite 445, Richardson, TX 75082

RIA

CRD#: 124177

Richardson, TX

Past

February 8, 2002 - January 15, 2003

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

ADDISON, TX

Past

July 17, 1998 - January 15, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/27/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/16/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TUGGLE & RUSSELL, L.L.C.

CRD#: 124177 / SEC#:

Texas

Registered Investment Advisory firm - (1/27/2003 Approved)

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Contact information

Main Address

101 W Renner Road Suite 445, Richardson, TX 75082

Mailing Address

Phone number

(972) 788-4703

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 12,890,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zeta L. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zeta Lois Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

TUGGLE & RUSSELL, L.L.C.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/27/2001

Series 63

Date: 8/20/1998

Series 7

Date: 8/12/1999

Series 6

Date: 7/16/1998

Current Firm

TUGGLE & RUSSELL, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TUGGLE & RUSSELL, L.L.C.

TRUST BUT VERIFY

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