Kenneth C. Levin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Charney Levin was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1974. Kenneth had worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 5, PC, Series 7, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 1994 - June 20, 1994
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
February 7, 1994 - June 18, 2024
MESIROW FINANCIAL, INC.
January 1, 1989 - February 25, 1994
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
July 3, 1980 - December 23, 1988
RODMAN & RENSHAW INC.
April 24, 1978 - July 27, 1980
BUTCHER & SINGER INC.
January 18, 1978 - June 6, 1978
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
September 30, 1976 - May 5, 1977
SPENCER TRASK & CO. INCORPORATED
October 4, 1974 - June 10, 1976
NUVEEN SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/20/1981
Interest Rate Options ExaminationPC
Date: 6/1/1980
AMEX Put and Call ExamSeries 1
Date: 9/20/1974
Registered Representative ExaminationCurrent Firm
YOUNG CAPITAL GROUP (LIMITED PARTNERSHIP)
CRD#: 16380 / SEC#: , 8-41736
Contact information
Documents
Red Flags
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