BH
Brian E. Heying
LSB WEALTH MANAGEMENT
Des Moines, IA 50309
Some features on this profile are disabled
CRD#: 3077855
BH
Professional summary
Brian Edward Heying, ChFC®, CLU® is a registered financial advisor currently at LSB WEALTH MANAGEMENT located in Des Moines, Iowa and LPL FINANCIAL LLC located in Clive, Iowa.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/27/2017 - Lincoln Savings Bank - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 10/27/2017 - 160 Hours Per Month/75 Hours During Securities Trading. 2. 3/20/2018 - LSB Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 11/19/2021 - BONJVI21, LLC - Investment Related - Bondurant, IA - Real Estate Rental - Started 07/15/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Purchase of farmland to be sold as lots for future home sites. 4. 12/7/2021 - LSB Capital Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/01/2021 - 15 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 5. 12/8/2021 - LSB Capital Management, Inc. - DBA: LSB Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/01/2021 - 20 Hours Per Month During Securities Trading - Time Spent 13% - I provide investment advisory services through LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 6. 12/7/2022 - LSB Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 12/01/2014 - 120 Hours Per Month/90 Hours During Securities Trading 7. 12/12/2022 - FFR Insurance - Investment Related - Non-Variable Insurance - Member/Owner Agent - 1 Hour Per Month - Fixed Insurance. 8. 10/16/2023 - All4114All - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 11/01/2023 - 8 Hours Per Month 0 Hours During Trading 9. 11/15/2023 - Can Due - Other - Recycling - Treasurer - Not Investment Related - Urbandale, IA - Start Date 11/01/2023 - 4 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Heying's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 6, 2021 - Present
LSB WEALTH MANAGEMENT
Office #1: 1922 Ingersoll Ave, Des Moines, IA 50309RIA
CRD#: 310466
Des Moines, IA
Current
December 17, 2014 - Present
LPL FINANCIAL LLC
Office #1: 13523 University Ave, Clive, IA 50325Office #2: 7001 Westown Pkwy Ste 260, West Des Moines, IA 50266RIA
BD
CRD#: 6413
Clive, IA
Past
December 17, 2014 - September 29, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
DES MOINES, IA
Past
November 4, 2004 - December 15, 2014
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
CLIVE, IA
Past
May 3, 1999 - December 15, 2014
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
CLIVE, IA
Past
July 17, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LSB WEALTH MANAGEMENT
LSB CAPITAL MANAGEMENT | LSB WEALTH MANAGEMENT | LSB CAPITAL MANAGEMENT, INC.
CRD#: 310466 / SEC#: 801-124725
RIA
Registered Investment Advisory firm - (4/25/2022 Approved)Iowa
Registered Investment Advisory firm - (4/29/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/3/2015)
RR
California(3/24/2015)
RR
Colorado(12/9/2019)
RR
Florida(1/11/2017)
RR
Illinois(2/3/2016)
RR
Iowa(12/17/2014)
IAR
Iowa(12/6/2021)
RR
Michigan(8/20/2025)
RR
Minnesota(1/7/2015)
RR
Missouri(1/7/2015)
RR
Nevada(3/17/2022)
RR
Texas(6/30/2020)
RR
Wisconsin(1/7/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LSB WEALTH MANAGEMENT
LSB CAPITAL MANAGEMENT | LSB WEALTH MANAGEMENT | LSB CAPITAL MANAGEMENT, INC.
CRD#: 310466 / SEC#: 801-124725
RIA
Registered Investment Advisory firm - (4/25/2022 Approved)Iowa
Registered Investment Advisory firm - (4/29/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1375 Sw State Street, Ankeny, IA 50023
Mailing Address
Phone number
(515) 327-9922
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 173,002,714 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 08/25/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LSB WEALTH MANAGEMENT
CRD#: 310466Des Moines, IA 50309TRUST BUT VERIFY
Monitor Brian Heying
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
