Scott Wodzenski
Professional summary
Scott Wodzenski, CFP®, who also goes by Scott Alan Wodzenski, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Pittsburgh, Pennsylvania.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 9 firms and has passed the Series 66, Series 63, Series 65, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Wodzenski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Scott Wodzenski's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: One Ppg Place Suite 2200, Pittsburgh, PA 15222July 27, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: One Ppg Place Suite 2200, Pittsburgh, PA 15222April 28, 2022 - July 29, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 31, 2022 - July 29, 2022
WELLS FARGO CLEARING SERVICES, LLC
November 12, 2013 - August 14, 2014
PNC WEALTH MANAGEMENT LLC
November 8, 2013 - August 14, 2014
PNC WEALTH MANAGEMENT LLC
December 15, 2011 - October 24, 2012
MORGAN STANLEY
December 15, 2011 - October 24, 2012
MORGAN STANLEY
May 9, 2006 - September 27, 2011
GOLDMAN SACHS WEALTH SERVICES, L.P.
December 21, 2005 - September 27, 2011
MERCER ALLIED COMPANY, L.P.
February 15, 2005 - November 18, 2005
FORTUNE FINANCIAL SERVICES, INC.
August 27, 2002 - December 31, 2002
BLUE VASE SECURITIES, LLC
May 22, 2002 - December 31, 2002
BLUE VASE SECURITIES, LLC
June 29, 1998 - May 16, 2001
OSAIC FA, INC.
Primary Firm SEC Registration
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2022)
(7/27/2022)
Exams
Series 7TO
Date: 4/28/2022
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
