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Mark Decosmo

ICAPITAL MARKETS
Boca Raton, FL
·CRD# 3077610·28 years experience

Professional Summary

Mark Decosmo is a registered financial advisor currently at ICAPITAL MARKETS LLC located in Boca Raton, Florida. Mark is registered as a RR (Registered Representative) and started their career in finance in 1998. Mark has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ICAPITAL MARKETS LLC·CRD# 118219
BD
2500 North Military Trail Suite 125, Boca Raton, FL 33431
March 26, 2018 - Present
INCAPITAL DISTRIBUTORS LLC·CRD# 156622
BD
Boca Raton, FL
November 21, 2013 - October 6, 2016
INSPEREX LLC·CRD# 101420
BD
Boca Raton, FL
March 7, 2008 - April 28, 2017
LASALLE FINANCIAL SERVICES, INC.·CRD# 20373
BD
Chicago, IL
June 1, 2001 - March 10, 2008
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
June 25, 1998 - June 6, 2001

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Current Firm

IM
ICAPITAL MARKETS LLC

AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: 8-53640
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

60 East 42nd Street 26th Floor, New York, NY 10165

Mailing Address

60 East 42nd Street 26th Floor, New York, NY 10165

Phone Number

(646) 520-2020

Established

Delaware since 08/13/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT—
GALLAGHER, GARYHEAD OF BROKER DEALER2218836
GEORGE, THOMAS KEITHFINOP5378303
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/27/2018)
RR
New York
(3/26/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1998About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2019About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Decosmo's CRS (Customer Relationship Summary).

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