Lowell D. Janssen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lowell Dean Janssen was a registered financial professional .
Lowell is a previously registered financial professional and started their career in finance in 1998. Lowell had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2008 - December 31, 2015
AVANTAX ADVISORY SERVICES
August 14, 2008 - December 31, 2015
AVANTAX INVESTMENT SERVICES, INC.
January 18, 2006 - August 4, 2008
SECURITIES AMERICA, INC.
January 13, 2003 - November 8, 2005
AVANTAX INVESTMENT SERVICES, INC.
January 2, 2001 - December 31, 2002
AMERICAN GENERAL SECURITIES INCORPORATED
July 8, 1998 - January 8, 2001
TRUSTED SECURITIES ADVISORS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
