Steve Ng

WOODLAND INVESTMENT CONSULTING LLC

Boston, MA

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CRD#: 3076951

Professional summary

Steve Ng, who also goes by Steven Ng, is a registered financial advisor currently at WOODLAND INVESTMENT CONSULTING LLC located in Boston, Massachusetts.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Steve has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Ng

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AS OF 3/92 EMPLOYED AS AN INSTRUCTOR AT BOSTON SECURITY ANALYSTS SOCIETY, HIGH STREET, BOSTON, MA 02109 FOR APPROX 18 HOURS PER YEAR. THIS POSITION IS INVESTMENT RELATED AND NOT PERFORMED DURING SECURITIES TRADING HOURS. Steve Ng owns rental real estate investments where he is one of the landlords.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Ng's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2008 - Present

WOODLAND INVESTMENT CONSULTING LLC

RIA

CRD#: 147885

Boston, MA

Past

May 24, 2005 - June 3, 2008

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

July 21, 2000 - November 22, 2004

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

August 11, 1998 - July 12, 2000

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

July 7, 1998 - August 11, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/4/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/1998

General Securities Representative Examination

Current Firm

WOODLAND INVESTMENT CONSULTING LLC

CRD#: 147885 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/4/2008 Approved)

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Contact information

Main Address

Boston, MA

Mailing Address

Phone number

(617) 939-4415

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 34,682,925

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steve Ng

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Ng's CRS (Customer Relationship Summary).

Certified licenses

Experience

WOODLAND INVESTMENT CONSULTING LLC

MFS FUND DISTRIBUTORS, INC.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/24/1998

Series 7

Date: 7/6/1998

Current Firm

WOODLAND INVESTMENT CONSULTING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WOODLAND INVESTMENT CONSULTING LLC

TRUST BUT VERIFY

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