Nathan H. Walsh
Professional summary
Nathan Hatton Walsh, who also goes by Nathan H Walsh, is a registered financial advisor currently at OCCIDENTAL ASSET MANAGEMENT, LLC located in Burlingame, California.
Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Nathan has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Hatton Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2013 - Present
OCCIDENTAL ASSET MANAGEMENT, LLC
Office #1: 301 California Drive #9, Burlingame, CA 94010January 7, 2013 - December 31, 2013
ACC INVESTMENT MANAGEMENT, INC.
November 21, 2011 - September 4, 2012
POLARIS WEALTH ADVISORY GROUP
September 15, 2005 - September 4, 2012
POLARIS EQUITY MANAGEMENT, INC.
January 8, 2002 - October 19, 2004
ROUND HILL SECURITIES, INC.
February 17, 1999 - April 16, 2001
ROUND HILL SECURITIES, INC.
August 3, 1998 - February 18, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
OCCIDENTAL ASSET MANAGEMENT, LLC
CRD#: 168650 / SEC#: 801-78516
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2013)
(9/9/2013)
Exams
Current Firm
OCCIDENTAL ASSET MANAGEMENT, LLC
CRD#: 168650 / SEC#: 801-78516
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,866 |
| AUM (Assets Under Management) | $ 953,420,608 |
Red Flags
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