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Erica D. Massman

INDEX WEALTH ADVISORS
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 3076537
EM

Professional summary


Erica Droste Massman, who also goes by Erica Jennine Droste, is a registered financial advisor currently at INDEX WEALTH ADVISORS, LLC located in Overland Park, Kansas.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Erica has worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Erica Jennine Droste

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Erica Droste Massman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 12, 2011 - Present

INDEX WEALTH ADVISORS, LLC

Office #1: 5440 West 110th Street Suite 300, Overland Park, KS 66211
RIA
CRD#: 155628
Overland Park, KS
Past

August 7, 2009 - May 24, 2011

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
LEAWOOD, KS
Past

August 7, 2009 - May 24, 2011

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
LEAWOOD, KS
Past

March 18, 2005 - August 7, 2009

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
OVERLAND PARK, KS
Past

March 18, 2005 - August 7, 2009

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
OVERLAND PARK, KS
Past

May 13, 2002 - March 21, 2005

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

November 2, 1999 - March 21, 2005

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

December 2, 1998 - March 15, 1999

DST SECURITIES, INC.

BD
CRD#: 8129
KANSAS CITY, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(4/12/2011)
IAR
Missouri
(4/15/2011)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2002
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


IW
INDEX WEALTH ADVISORS, LLC
INDEX PORTFOLIO SOLUTIONS, LLC | INDEX WEALTH ADVISORS, LLC

CRD#: 155628 / SEC#:

Kansas
Registered Investment Advisory firm - (4/12/2011 Approved)
Missouri
Registered Investment Advisory firm - (4/15/2011 Approved)
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Contact information


Main Address
5440 West 110th Street Suite 300, Overland Park, KS 66211
Mailing Address
Phone number
(913) 897-0900
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts164
AUM (Assets Under Management)$ 32,873,740

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INDEX WEALTH ADVISORS, LLC

CRD#: 155628Overland Park, KS 66211

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