Andrew D. Wallin
Professional summary
Andrew Dale Wallin is a registered financial professional currently at DASH PRIME LLC located in Chicago, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1999. Andrew has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Dale Wallin's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2016 - Present
DASH PRIME LLC
Office #1: 200 South Wacker Drive Suite 2450, Chicago, IL 60606August 10, 2010 - March 28, 2016
LIGHTSPEED TRADING, LLC
June 28, 2001 - November 2, 2010
TERRA NOVA FINANCIAL, LLC
February 6, 2001 - June 12, 2001
THE THIRD MARKET CORP.
November 30, 1999 - February 5, 2001
TERRA NOVA FINANCIAL, LLC
February 26, 1999 - November 12, 1999
MF GLOBAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2016)
(11/15/2018)
(3/29/2016)
(3/29/2016)
(3/29/2016)
(1/8/2018)
(6/6/2018)
(11/8/2017)
(3/29/2016)
(4/11/2018)
(4/20/2017)
(1/9/2018)
(9/16/2016)
(7/8/2025)
(3/29/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/29/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
DASH PRIME LLC
CRD#: 41257 / SEC#: , 8-49339
Contact information
FINRA licenses (31 States and Territories)
Disclosures
| Regulatory Event | 6 |
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