Gene A. Tabb

5 TALENTS ADVISORS,

CAMERON PARK, CA 95682

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CRD#: 3076258

Professional summary

Gene Austin Tabb III is a registered financial advisor currently at 5 TALENTS ADVISORS, INC located in Cameron Park, California.

Gene is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Gene has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES; CAMERON PARK, CA; SPENDS APPROX 8 HOURS DURING TRADING. SIERRA WEALTH MGNT; NOT INVESTMENT RELATED; OWNER/PRESIDENT; CAMERON PARK, CA; START: 06/2003 TO PRESENT; SPENDS APPROX 1 HOUR/MONTH DURING TRADING HOURS; USED FOR INCOME AND TAX PURPOSES. PLACERVILLE LIONS CLUB; NOT INVESTMENT RELATED; PLACERVILLE, CA; BOARD MEMBER; START 1/2001; SPENDS APPROX. 5 HOURS/MONTH OUTSIDE OF TRADING HOURS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene Austin Tabb III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2024 - Present

5 TALENTS ADVISORS, INC

Office #1: 2531 Merrychase Dr. Suite 200, Cameron Park, CA 95682

RIA

CRD#: 333270

CAMERON PARK, CA

Past

June 4, 2012 - October 29, 2024

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

Cameron Park, CA

Past

June 4, 2012 - October 29, 2024

SCF SECURITIES, INC.

CRD#: 47275

CAMERON PARK, CA

Past

January 23, 2009 - July 10, 2012

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

CAMERON PARK, CA

Past

January 23, 2009 - July 3, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

CAMERON PARK, CA

Past

July 5, 2007 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

CAMERON PARK, CA

Past

January 6, 2003 - January 23, 2009

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

CAMERON PARK, CA

Past

June 14, 2001 - January 7, 2003

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

August 7, 1998 - June 4, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/30/2024)

IAR

Texas
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/3/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/6/1998

General Securities Representative Examination

Current Firm

5 TALENTS ADVISORS, INC

CRD#: 333270 / SEC#:

California

Registered Investment Advisory firm - (10/30/2024 Approved)

Texas

Registered Investment Advisory firm - (4/15/2025 Conditional Restricted)

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Contact information

Main Address

2531 Merrychase Dr. Suite 200, Cameron Park, CA 95682

Mailing Address

3941 Park Dr Suite 20-294, Eldorado Hills, CA 95762

Phone number

916-960-4080 EXT. 3

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 43,273,587

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gene A. Tabb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene Austin Tabb III's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

WAMU INVESTMENTS, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/1998

Series 63

Date: 8/27/1998

SIE

Date: 10/1/2018

Series 31

Date: 9/3/1998

Series 7

Date: 8/6/1998

Current Firm

5 TALENTS ADVISORS, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

5 TALENTS ADVISORS, INC

TRUST BUT VERIFY

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