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Gregory S. Gush

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CRD#: 3076035
GG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Scot Gush was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1998. Gregory had worked at 6 firms and has passed the Series 66, SIE, Series 79, Series 7 and Series 55 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 16, 2015 - December 31, 2017

OTTO CAPITAL MANAGEMENT

RIA
CRD#: 134934
PHOENIX, AZ
Past

June 30, 2015 - January 23, 2018

PENATES GROUP, INC.

BD
CRD#: 44266
PACIFIC PALISADES, CA
Past

April 9, 2012 - August 14, 2013

REGAL ADVISORY SERVICES, INC.

RIA
CRD#: 123842
SCOTTSDALE, AZ
Past

March 15, 2012 - August 14, 2013

REGAL SECURITIES, INC.

BD
CRD#: 7297
SCOTTSDALE, AZ
Past

April 27, 2011 - February 8, 2012

MORGAN STANLEY

RIA
CRD#: 149777
SCOTTSDALE, AZ
Past

April 5, 2011 - February 8, 2012

MORGAN STANLEY

BD
CRD#: 149777
SCOTTSDALE, AZ
Past

July 10, 1998 - March 16, 1999

WORLDCO, L.L.C.

BD
CRD#: 24673
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/26/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/15/1998
Limited Representative-Equity Trader Exam

Current Firm


OC
OTTO CAPITAL MANAGEMENT
JSD FINANCIAL DESIGN | OTTO CAPITAL MANAGEMENT | JSD FINANCIAL DESIGN, INC.

CRD#: 134934 / SEC#: 801-64140

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Contact information


Main Address
Pacific Palisades, CA
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OTTO CAPITAL MANAGEMENT

CRD#: 134934

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