CF
Corey Franco
NOBLEBRIDGE WEALTH
North Caldwell, NJ
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CRD#: 3075851
CF
Professional summary
Corey Franco is a registered financial advisor currently at NOBLEBRIDGE WEALTH located in North Caldwell, New Jersey.
Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Corey has worked at 17 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) OCT. 2017; NOBLEBRIDGE WEALTH INSURANCE ADVISORS, LLC; MONTCLAIR, NJ; NON INVESTMENT RELATED; INSURANCE AGENCY: MANAGING MEMBER, FOUNDER, DRP INSURANCE; INSURANCE BROKER-AGENCY; DEVOTE 40 HRS/MONTH, 20 HRS/MONTH DURING MARKET HOURS. (2) OBA Grover Cleveland Park Conservancy (volunteer for board of trustees starting 02/2022), less than 5% per month
CRS (Client Relationship Summary) - RIA
Click below to view Corey Franco's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2008 - Present
NOBLEBRIDGE WEALTH
RIA
CRD#: 146612
North Caldwell, NJ
Past
November 3, 2017 - December 20, 2018
M. S. HOWELLS & CO.
BD
CRD#: 104100
Montclair, NJ
Past
April 5, 2017 - July 10, 2018
HAYDEN ROYAL
RIA
CRD#: 170037
Montclair, NJ
Past
February 6, 2015 - December 19, 2016
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
RIA
CRD#: 134510
FAIRFIELD, CT
Past
November 13, 2012 - December 19, 2016
HERBERT J. SIMS & CO, INC.
BD
CRD#: 3420
ISELIN, NJ
Past
January 5, 2011 - December 31, 2011
LADENBURG THALMANN FUND MANAGEMENT LLC
RIA
CRD#: 129787
NEW YORK, NY
Past
January 5, 2011 - February 2, 2012
LADENBURG THALMANN ASSET MANAGEMENT INC
RIA
CRD#: 108604
NEW YORK, NY
Past
January 5, 2011 - February 2, 2012
LADENBURG THALMANN & CO. INC.
BD
CRD#: 505
NEW YORK, NY
Past
June 11, 2009 - August 17, 2010
LEBENTHAL ASSET MANAGEMENT, LLC
RIA
CRD#: 146332
NEW YORK, NY
Past
June 8, 2009 - August 17, 2010
LEBENTHAL & CO., LLC
BD
CRD#: 145750
NEW YORK, NY
Past
October 15, 2007 - March 18, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PRINCETON, NJ
Past
October 15, 2007 - March 18, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PRINCETON, NJ
Past
November 28, 2006 - July 6, 2007
FIRST MONTAUK SECURITIES CORP.
RIA
CRD#: 13755
RED BANK, NJ
Past
November 28, 2006 - July 6, 2007
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
October 10, 2005 - November 20, 2006
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HORSHAM, PA
Past
October 10, 2005 - November 20, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
HORSHAM, PA
Past
June 1, 2005 - October 7, 2005
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NEW YORK, NY
Past
June 1, 2005 - October 7, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
October 23, 2003 - June 1, 2005
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
NEW YORK, NY
Past
June 8, 2000 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
January 10, 2000 - May 25, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 13, 1998 - September 24, 1999
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NOBLEBRIDGE WEALTH
19 ADVISOR | WEALTHPOINT INVESTMENT ADVISORS, LLC | NORTHERN VIRGINIA WEALTH MANAGEMENT | NOBLEBRIDGE WEALTH MANAGEMENT, LLC | NOBLEBRIDGE WEALTH & ASSET MANAGEMENT SERVICES | NOBLEBRIDGE WEALTH | LEGACY WEALTH SOLUTIONS | CROSS CREEK WEALTH MANAGEMENT ADVISORS | CROSS CREEK FINANCIAL | CROSS CREEK CAPITAL MANAGEMENT, LLC | CROSS CREEK ASSET MANAGEMENT
CRD#: 146612 / SEC#: 801-126246
RIA
Registered Investment Advisory firm - (7/29/2022 Approved)Connecticut
Registered Investment Advisory firm - (12/23/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (8/2/2022 Terminated)Florida
Registered Investment Advisory firm - (8/2/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Maryland
Registered Investment Advisory firm - (9/7/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/16/2022 Terminated)New York
Registered Investment Advisory firm - (8/2/2022 Terminated)North Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/2/2022 Terminated)South Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Texas
Registered Investment Advisory firm - (8/2/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/16/2008)
IAR
New York(1/6/2022)
IAR
Texas(4/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NW
NOBLEBRIDGE WEALTH
19 ADVISOR | WEALTHPOINT INVESTMENT ADVISORS, LLC | NORTHERN VIRGINIA WEALTH MANAGEMENT | NOBLEBRIDGE WEALTH MANAGEMENT, LLC | NOBLEBRIDGE WEALTH & ASSET MANAGEMENT SERVICES | NOBLEBRIDGE WEALTH | LEGACY WEALTH SOLUTIONS | CROSS CREEK WEALTH MANAGEMENT ADVISORS | CROSS CREEK FINANCIAL | CROSS CREEK CAPITAL MANAGEMENT, LLC | CROSS CREEK ASSET MANAGEMENT
CRD#: 146612 / SEC#: 801-126246
RIA
Registered Investment Advisory firm - (7/29/2022 Approved)Connecticut
Registered Investment Advisory firm - (12/23/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (8/2/2022 Terminated)Florida
Registered Investment Advisory firm - (8/2/2022 Terminated)Georgia
Registered Investment Advisory firm - (8/24/2022 Terminated)Maryland
Registered Investment Advisory firm - (9/7/2022 Terminated)New Jersey
Registered Investment Advisory firm - (8/16/2022 Terminated)New York
Registered Investment Advisory firm - (8/2/2022 Terminated)North Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/2/2022 Terminated)South Carolina
Registered Investment Advisory firm - (8/2/2022 Terminated)Texas
Registered Investment Advisory firm - (8/2/2022 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
North Caldwell, NJ
Mailing Address
28 Valley Road, Montclair, NJ 07042
Phone number
+1 (866) 798-0354
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 705 |
| AUM (Assets Under Management) | $ 152,940,039 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
