SM
Shuron A. Morton
UNITED BROKERAGE SERVICES,
Washington, DC 20036
Some features on this profile are disabled
CRD#: 3075734
SM
Professional summary
Shuron Alexander Morton, who also goes by Shuron A Morton, Shuron Alexander Morton, is a registered financial advisor currently at UNITED BROKERAGE SERVICES, INC located in Washington, District Of Columbia.
Shuron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Shuron has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shuron A Morton | Shuron Alexander Morton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shuron Alexander Morton's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shuron Alexander Morton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2024 - Present
UNITED BROKERAGE SERVICES, INC
Office #1: 1100 Connecticut Ave, Washington, DC 20036Office #2: 5100 Peachtree Parkway, Peachtree Corners, GA 30092Office #3: 1001 G St Nw, Washington, DC 20001Office #4: 56 Hiram Dr, Hiram, GA 30141RIA
BD
CRD#: 39062
Washington, DC
Current
July 24, 2024 - Present
UNITED BROKERAGE SERVICES, INC
Office #1: 1100 Connecticut Ave, Washington, DC 20036Office #2: 5100 Peachtree Parkway, Peachtree Corners, GA 30092Office #3: 1001 G St Nw, Washington, DC 20001Office #4: 56 Hiram Dr, Hiram, GA 30141RIA
BD
CRD#: 39062
Washington, DC
Past
May 23, 2018 - June 28, 2024
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
BALTIMORE, MD
Past
May 23, 2018 - June 28, 2024
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
BALTIMORE, MD
Past
June 23, 2015 - April 23, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
MCLEAN, VA
Past
June 22, 2015 - April 23, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
Elkridge, MD
Past
August 16, 2013 - May 18, 2015
MORGAN STANLEY
RIA
CRD#: 149777
COLUMBIA, MD
Past
August 16, 2013 - May 18, 2015
MORGAN STANLEY
BD
CRD#: 149777
COLUMBIA, MD
Past
November 6, 2012 - August 7, 2013
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
BALTIMORE, MD
Past
November 6, 2012 - August 7, 2013
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
BALTIMORE, MD
Past
July 8, 2010 - July 5, 2012
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
BALTIMORE, MD
Past
June 25, 2010 - July 5, 2012
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
BALTIMORE, MD
Past
May 1, 2009 - August 5, 2009
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
SUITLAND, MD
Past
July 19, 2005 - March 31, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BALTIMORE, MD
Past
April 17, 2003 - March 31, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BALTIMORE, MD
Past
December 14, 1999 - June 15, 2001
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
December 14, 1999 - June 15, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
February 8, 1999 - November 2, 1999
SANDS BROTHERS & CO., LTD.
BD
CRD#: 26816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
UNITED BROKERAGE SERVICES, INC
UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Kentucky
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/26/2015 Terminated)New Jersey
Registered Investment Advisory firm - SEC (1/30/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (1/22/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/21/2015 Terminated)West Virginia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/26/2025)
IAR
California(2/27/2025)
IAR
Georgia(5/5/2025)
RR
Maryland(7/24/2024)
IAR
Maryland(7/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UB
UNITED BROKERAGE SERVICES, INC
UNITED BROKERAGE SERVICES INC | UNITED INSURANCE & BROKERAGE SERVICES | UNITED BROKERAGE SERVICES, INC
CRD#: 39062 / SEC#: 801-80804, 8-48685
RIA
Registered Investment Advisory firm - SEC (1/9/2015 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Kentucky
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Maryland
Registered Investment Advisory firm - SEC (2/26/2015 Terminated)New Jersey
Registered Investment Advisory firm - SEC (1/30/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (1/22/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)Virginia
Registered Investment Advisory firm - SEC (1/21/2015 Terminated)West Virginia
Registered Investment Advisory firm - SEC (1/20/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
514 Market Street, Parkersburg, WV 26101
Mailing Address
P. O. Box 1508, Parkersburg, WV 26102-1508
Phone number
(888) 424-6158
Established
West Virginia since 04/24/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
101
SEC notice filing (17 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UNITED ASSET MANAGEMENT CORP. | OWNER | |
| ADAMS, RICHARD MATTHEW JR | CHAIRMAN OF THE BOARD/DIRECTOR | 2656091 |
| BOARD, ANGIE MARIE | FINOP | 6464533 |
| EARL, MICHEAL LEN | CHIEF COMPLIANCE OFFICER | 4266715 |
| GURTIS, JULIE RITCHIE | DIRECTOR | |
| HUMPHREY, MATTHEW LEE | CHIEF EXECUTIVE OFFICER/DIRECTOR | 5943475 |
| MOCK, DONALD FREDERICK | DIRECTOR | 5059205 |
| MUDLAFF, THOMAS JAMES | CHIEF OPERATIONS OFFICER | 2359466 |
| REYNOLDS, FRANK KEVIN | DIRECTOR | 5731814 |
| SHAVER, AMI LEE | DIRECTOR | 2771684 |
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 389,130,559 |
Disclosures
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
