Kamran S. Gill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kamran Safdar Gill, who also goes by Al-malik, Kameran Al-malik Gill, was a registered financial professional .
Kamran is a previously registered financial professional and started their career in finance in 2001. Kamran had worked at 10 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 55 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2020 - May 27, 2020
ALL RISE TRADING LLC
June 26, 2013 - February 2, 2015
BAY CREST PARTNERS, LLC
January 6, 2010 - July 31, 2013
TJM INVESTMENTS, LLC
December 18, 2006 - December 18, 2009
CANTOR FITZGERALD & CO.
September 27, 2006 - December 18, 2006
BGC FINANCIAL, L.P.
January 25, 2006 - June 30, 2006
LOUIS CAPITAL MARKETS, LLC
June 2, 2003 - September 3, 2003
GELBER SECURITIES, LLC
January 27, 2003 - June 20, 2003
GH TRADERS LLC
September 5, 2002 - December 6, 2002
TRANSMARKET GROUP L.L.C.
December 10, 2001 - April 10, 2002
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/20/2020
General Securities Representative ExaminationSeries 55
Date: 1/18/2002
Limited Representative-Equity Trader ExamCurrent Firm
ALL RISE TRADING LLC
CRD#: 295557 / SEC#: , 8-70099
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FREEDOM HOLDING GROUP LLC | LLC MEMBER | |
| SKWERES, DENISE PAREJKO | CHIEF COMPLIANCE OFFICER/FINOP/REGISTERED OPTIONS PRINCIPAL | 5332253 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
