Benjamin C. Thomason
Professional summary
Benjamin Cooper Thomason, who also goes by Ben Thomason, Benjamin Cooper Thomason, Benjamin C Thomason, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1998. Benjamin has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Cooper Thomason's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2024 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416November 30, 2022 - January 18, 2023
EQUITYZEN SECURITIES LLC
November 5, 2014 - October 19, 2016
SECURIAN FINANCIAL SERVICES, INC.
September 14, 2010 - August 21, 2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 8, 2009 - August 31, 2010
FIDELITY DISTRIBUTORS COMPANY LLC
January 1, 2008 - August 21, 2009
FIDELITY BROKERAGE SERVICES LLC
August 18, 2005 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
October 16, 2000 - September 14, 2006
STRATEGIC ADVISERS LLC
September 14, 2000 - July 27, 2005
FIDELITY BROKERAGE SERVICES LLC
July 16, 1998 - October 21, 1999
METROPOLITAN LIFE INSURANCE COMPANY
July 16, 1998 - October 21, 1999
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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