John A. Cimaroli
WILLIAM BLAIR | Partner, Wealth Advisor
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 3075547
Professional summary
John Alex Cimaroli, who also goes by John Alex Cimaroli Jr, is a registered financial advisor currently at WILLIAM BLAIR located in Chicago, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Biography
John Cimaroli is a partner at William Blair and a portfolio manager working with a select number of families and institutions to help meet their wealth advisory and investment management needs. He originally joined William Blair in 1998 as an equity research associate, analyzing individual businesses and making investment recommendations to institutions and individuals. He then left William Blair to attend the University of Chicago where he received his M.B.A. After graduating, he worked at T. Rowe Price as an equities analyst in the healthcare sector and spent eight years as a principal at Rail-Splitter Capital Management, a long/short equity hedge fund before rejoining William Blair in 2013.<#CR#><#NL#><#CR#><#NL#>John is married with three children and enjoys golf, skiing and spending time with his family.<#CR#><#NL#><#CR#><#NL#>John is a member of the CFA Institute and the CFA Society of Chicago.
Question & Answer
What is your minimum asset requirement?
10M
Are you a "fiduciary"?
Yes
Aliases
John Alex Cimaroli Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Alex Cimaroli's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Alex Cimaroli's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Finance
2001 - 2003
1991 - 1995
Experience
Current
April 9, 2014 - Present
WILLIAM BLAIR
Office #1: The William Blair Building 150 North Riverside, Chicago, IL 60606RIA
BD
CRD#: 1252
Chicago, IL
Current
December 20, 2013 - Present
WILLIAM BLAIR
Office #1: The William Blair Building 150 North Riverside, Chicago, IL 60606RIA
BD
CRD#: 1252
Chicago, IL
Past
November 13, 2003 - January 27, 2004
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
Past
March 8, 1999 - August 30, 2001
WILLIAM BLAIR
BD
CRD#: 1252
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/2/2023)
RR
Arizona(7/17/2018)
RR
California(7/3/2018)
RR
Colorado(7/17/2018)
RR
Connecticut(7/19/2018)
RR
Delaware(7/20/2018)
RR
District of Columbia(7/19/2018)
RR
Florida(7/11/2018)
RR
Georgia(7/17/2018)
RR
Hawaii(7/2/2018)
RR
Illinois(1/14/2014)
IAR
Illinois(4/9/2014)
RR
Indiana(7/12/2018)
RR
Iowa(7/19/2018)
RR
Kansas(1/30/2019)
RR
Kentucky(1/10/2024)
RR
Maine(7/11/2018)
RR
Maryland(10/23/2018)
RR
Massachusetts(7/16/2018)
RR
Michigan(7/6/2018)
RR
Minnesota(7/20/2018)
RR
Montana(7/26/2018)
RR
Nebraska(7/17/2018)
RR
New Hampshire(7/19/2018)
RR
New Jersey(10/23/2018)
RR
New Mexico(10/26/2018)
RR
New York(7/17/2018)
RR
North Carolina(7/17/2018)
RR
Ohio(7/18/2018)
RR
Oregon(7/17/2018)
RR
Pennsylvania(7/6/2018)
RR
Rhode Island(11/23/2022)
RR
South Carolina(7/11/2018)
RR
South Dakota(3/24/2021)
RR
Tennessee(7/18/2018)
RR
Texas(7/17/2018)
RR
Utah(4/29/2021)
RR
Vermont(7/17/2018)
RR
Virginia(7/18/2018)
RR
Washington(7/12/2018)
RR
Wisconsin(10/23/2018)
RR
Wyoming(10/26/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
WILLIAM BLAIR
WILLIAM BLAIR | WILLIAM BLAIR & COMPANY L.L.C. | WILLIAM BLAIR & COMPANY
CRD#: 1252 / SEC#: 801-688, 8-2698
RIA
Registered Investment Advisory firm - SEC (12/24/1947 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
The William Blair Building 150 North Riverside, Chicago, IL 60606
Mailing Address
The William Blair Building 150 North Riverside, Chicago, IL 60606-1594
Phone number
(312) 236-1600
Established
Delaware since 10/30/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
469
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| DUWA, ROBERT J | EXECUTIVE COMMITTEE | 2931296 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| QUINN, MICHAEL PATRICK | EXECUTIVE COMMITTEE | 3257072 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WILLIAM BLAIR
Partner, Wealth AdvisorCRD#: 1252Chicago, IL 60606TRUST BUT VERIFY
Monitor John Cimaroli
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
