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Tyge Thomas Tuccillo

CRD# 3075541·Registered 1998 - 2010
Barred: Tyge Thomas Tuccillo was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Tyge Thomas Tuccillo was a registered financial advisor. Tyge was a previously registered financial advisor and started their career in finance 1998 - 2010. Tyge had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

FIRST SECURITY CAPITAL MANAGEMENT LLC·CRD# 148345
RIA
Venice, FL
November 19, 2008 - February 17, 2010
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.·CRD# 18487
BD
Venice, FL
April 21, 2008 - February 11, 2010
FIRST SECURITY CAPITAL MANAGEMENT, INC.·CRD# 41716
RIA
Venice, FL
August 26, 2003 - October 29, 2009
FIRST SECURITY CAPITAL MANAGEMENT, INC.·CRD# 41716
BD
Venice, FL
June 19, 2000 - October 30, 2009
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 28, 1998 - February 26, 1999

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Current Firm

FS
FIRST SECURITY CAPITAL MANAGEMENT LLC

FIRST SECURITY CAPITAL MANAGEMENT LLC

CRD#: 148345 / SEC#: 801-69587

Contact Information

Main Address

249 Nokomis Ave S, Venice, FL 34285

Phone Number

(941) 483-3732

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

42

AUM (Assets Under Management)

$2,210,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

Series 31 — Futures Managed Funds Examination

Passed Aug 1998About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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