Jennifer M. Schmitz

GENCAP PORTFOLIO MANAGEMENT

Tiburon, CA 94920

Some features on this profile are disabled

CRD#: 3075539

Professional summary

Jennifer Mary Schmitz is a registered financial advisor currently at GENCAP PORTFOLIO MANAGEMENT located in Tiburon, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jennifer has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Mary Schmitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2017 - Present

GENCAP PORTFOLIO MANAGEMENT

Office #1: 1100 Mar West Street Suite C, Tiburon, CA 94920

RIA

CRD#: 269910

Tiburon, CA

Past

October 3, 2016 - August 21, 2017

I2I ANALYTICS, LLC

RIA

CRD#: 144637

EVANSTON, IL

Past

January 14, 2009 - December 31, 2015

I2I ANALYTICS, LLC

RIA

CRD#: 144637

ORINDA, CA

Past

August 21, 2007 - December 31, 2011

I2I ANALYTICS, LLC

RIA

CRD#: 144637

ORINDA, CA

Past

September 3, 2003 - September 6, 2005

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CASTRO VALLEY, CA

Past

September 3, 2003 - September 6, 2005

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 3, 2003 - August 21, 2003

A.B. WATLEY, INC.

CRD#: 797

NEW YORK, NY

Past

April 4, 2000 - May 30, 2003

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

GREEN BAY, WI

Past

August 7, 1998 - October 1, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/16/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/1/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/6/1998

General Securities Representative Examination

Current Firm

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1100 Mar West Street Suite C, Tiburon, CA 94920

Mailing Address

Phone number

(415) 797-6003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FRONT ROW ADVISORS LLC (3/12/2026)

Regulatory assets under management

Total Number of Accounts	552
AUM (Assets Under Management)	$ 420,428,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jonathan Delo

CETERA INVESTMENT ADVISERS LLC

IAR

PEARL RIVER, NY

Daniel Torres

EAGLE STRATEGIES LLC

IAR

BRENTWOOD, CA

Kimberly Taylor

THE WEALTH CONSULTING GROUP

IAR

Albuquerque, NM

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jennifer M. Schmitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Mary Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

I2I ANALYTICS, LLC

I2I ANALYTICS, LLC

I2I ANALYTICS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

A.B. WATLEY, INC.

PACKERLAND BROKERAGE SERVICES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

GENCAP PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/1998

Series 63

Date: 8/20/1998

Series 31

Date: 9/1/1998

Series 7

Date: 8/6/1998

Current Firm

GENCAP PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENCAP PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

Similar Advisors