Jon C. Miller
Professional summary
Jon Christopher Miller, who also goes by Jon C Miller, is a registered financial professional currently at LAKE STREET CAPITAL MARKETS, LLC located in Minneapolis, Minnesota.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2002. Jon has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Christopher Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2019 - Present
LAKE STREET CAPITAL MARKETS, LLC
Office #1: 121 South 8th Street Suite 1000, Minneapolis, MN 55402August 8, 2002 - June 4, 2018
PIPER SANDLER & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/9/2007
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
LAKE STREET CAPITAL MARKETS, LLC
CRD#: 164447 / SEC#: , 8-69101
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
Red Flags
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