Fred J. Leunis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Joseph Leunis was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1969. Fred had worked at 8 firms and has passed the Series 63, SIE, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2015 - May 1, 2017
CHELSEA FINANCIAL SERVICES
June 11, 2012 - March 27, 2015
RIDGEWAY & CONGER, INC.
December 2, 2004 - July 2, 2012
AMERICA INVEST ONLINE, INC.
July 8, 1994 - July 12, 2005
MARKETREND SECURITIES, LTD.
May 23, 1994 - June 14, 1994
MARKETREND SECURITIES, LTD.
February 24, 1986 - June 10, 1994
GLOBAL ARENA CAPITAL CORP
May 2, 1984 - February 3, 1986
YVES HENTIC & COMPANY INCORPORATED
March 7, 1975 - April 3, 1984
PASTERNACK SECURITIES
February 19, 1969 - August 23, 1974
LEE LOW & TOM COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/19/1968
Registered Representative ExaminationSeries 40
Date: 9/10/1971
Registered Principal ExaminationCurrent Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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