Kenneth C. Leung
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Chuan-kai Leung, who also goes by Kenneth Chuankai Leung, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1974. Kenneth had worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2015 - November 4, 2025
CRONUS PARTNERS LLC
November 21, 2011 - September 2, 2015
B. RILEY WEALTH MANAGEMENT
December 1, 2009 - November 23, 2011
MADISON WILLIAMS AND COMPANY
May 15, 1995 - December 16, 2009
SANDERS MORRIS LLC
August 8, 1977 - January 16, 1995
CITIGROUP GLOBAL MARKETS INC.
September 5, 1974 - August 11, 1977
ROBERT FLEMING INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 1
Date: 8/29/1974
Registered Representative ExaminationSeries 40
Date: 1/17/1977
Registered Principal ExaminationCurrent Firm
CRONUS PARTNERS LLC
CRD#: 133392 / SEC#: , 8-66721
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
