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GG

Grant L. Grava

COVINGTON ASSOCIATES
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 3075167
GG

Professional summary

Grant Livs Grava, who also goes by Grants Livs Grava, is a registered financial professional currently at COVINGTON ASSOCIATES, LLC located in Boston, Massachusetts.

Grant is registered as a RR (Registered Representative) and started their career in finance in 2000. Grant has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Grants Livs Grava

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Grant Livs Grava's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 22, 2024 - Present

COVINGTON ASSOCIATES, LLC

Office #1: 99 Summer Street 2nd Floor, Boston, MA 02110
BD
CRD#: 127437
BOSTON, MA
Past

August 27, 2010 - January 14, 2021

COVINGTON ASSOCIATES, LLC

BD
CRD#: 127437
BOSTON, MA
Past

August 15, 2008 - July 28, 2009

STONEBRIDGE ASSOCIATES, LLC

BD
CRD#: 40416
BOSTON, MA
Past

March 31, 2005 - April 14, 2008

JEFFERIES LLC

BD
CRD#: 2347
WALTHAM, MA
Past

August 5, 2003 - March 24, 2005

COWEN AND COMPANY

BD
CRD#: 7616
NEW YORK, NY
Past

March 3, 2000 - January 29, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(8/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/14/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/22/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/9/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CA
COVINGTON ASSOCIATES, LLC
COVINGTON ASSOCIATES, LLC

CRD#: 127437 / SEC#: , 8-65997

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
99 Summer Street 2nd Floor, Boston, MA 02110
Mailing Address
99 Summer Street 2nd Floor, Boston, MA 02110
Phone number
(617) 314-3950
Established
Massachusetts since 12/18/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CIBOTTI, THOMAS MARKPARTNER
DUNN, IAN BENJAMINPARTNER, CHIEF COMPLIANCE OFFICER, AML SUPERVISOR,
COVINGTON, CHRISTOPHER HUGHPARTNER
CROSBY-BROWN, LAURA MAYFINOP1545513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COVINGTON ASSOCIATES, LLC

CRD#: 127437Boston, MA 02110

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