Richard E. Hall
PITZL FINANCIAL
ARDEN HILLS, MN 55112
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CRD#: 3075129
Professional summary
Richard Elliot Hall, CFP® is a registered financial advisor currently at PITZL FINANCIAL located in Arden Hills, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
We deliver the personal touch of a small business with the resources and expertise of industry giants. We view our client relationships as partnerships working on a common set of goals. Your life goals dictate the focus of our relationship and we adjust our planning process to accomodate you, rather than forcing you to accomodate us.
We are an independent member of The BAM ALLIANCE and work very closely with our sister CPA firm, Pitzl & Pitzl, PA. Our clients are not required to engage the CPA firm for tax work, but will benefit regardless from having their business and tax expertise in-house.
Question & Answer
What are your service offerings?
Retirement Planning
Investment Planning
Budgeting
Retirement Income Management
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
Financial Psychology/Coaching
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Elliot Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 23, 2018 - Present
PITZL FINANCIAL
Office #1: 8 Pine Tree Drive Suite 125, Arden Hills, MN 55112RIA
CRD#: 171441
ARDEN HILLS, MN
Past
February 11, 2009 - February 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WAYZATA, MN
Past
January 9, 2009 - February 26, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WAYZATA, MN
Past
February 7, 2003 - January 27, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WAYZATA, MN
Past
December 14, 2000 - April 19, 2002
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Past
December 13, 2000 - April 19, 2002
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
December 7, 1998 - December 13, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PITZL FINANCIAL
PITZL FINANCIAL | PITZL FINANCIAL, LLC
CRD#: 171441 / SEC#: 801-113328
RIA
Registered Investment Advisory firm - (5/30/2018 Approved)Minnesota
Registered Investment Advisory firm - (7/10/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(3/23/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PITZL FINANCIAL
PITZL FINANCIAL | PITZL FINANCIAL, LLC
CRD#: 171441 / SEC#: 801-113328
RIA
Registered Investment Advisory firm - (5/30/2018 Approved)Minnesota
Registered Investment Advisory firm - (7/10/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8 Pine Tree Drive Suite 125, Arden Hills, MN 55112
Mailing Address
Phone number
(651) 287-3712
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,750 |
| AUM (Assets Under Management) | $ 399,982,181 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 | ||
| 03/11/2024 | ||
| 02/28/2024 | ||
| 12/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
