Emanuel Pantelakis
Professional summary
Emanuel Pantelakis was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Emanuel is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Emanuel had worked at 2 firms, which includes S.G. MARTIN SECURITIES LLC, CREATIVE CAPITAL MANAGEMENT CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2001 - January 23, 2008
S.G. MARTIN SECURITIES LLC
March 23, 1999 - February 5, 2001
CREATIVE CAPITAL MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
S.G. MARTIN SECURITIES LLC
CRD#: 46908 / SEC#: , 8-51583
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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