Scott M. Letterman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Mitchell Letterman was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1970. Scott had worked at 3 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 1973 - June 28, 1999
LETTERMAN TRANSACTION SERVICES, INC.
November 27, 1972 - June 2, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
August 13, 1970 - December 27, 1972
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/30/1970
Registered Representative ExaminationF04
Date: 8/28/1975
Financial Principal ExaminationSeries 00
Date: 3/5/1973
General Securities Principal ExaminationCurrent Firm
LETTERMAN TRANSACTION SERVICES, INC.
CRD#: 6477 / SEC#: , 8-29273
Contact information
Documents
Red Flags
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