DT
Derek J. Tenn
EAGLE STRATEGIES LLC
Honolulu, HI 96813
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CRD#: 3074877
DT
Professional summary
Derek Jason Tenn is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Honolulu, Hawaii and NYLIFE SECURITIES LLC located in Honolulu, Hawaii.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Derek has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[RENTAL PROPERTY; OWNER; RENTAL INCOME; SOLE PROPRIETORSHIP; INVESTMENT RELATED; START DATE 07/2013] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 841 BISHOP STREET, SUITE 1900, HONOLULU, HI 96813; START DATE 01/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 2 HOURS PER MONTH; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Rotary Club of West Honolulu; Membership Chair. My duties is to manage Rotary member's concerns and to help the efforts to increase membership to Rotary. The Rotary Club is a community service organization.; PO Box 171 Honolulu, HI 96810; Start Date 11/2022; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; manage Rotary member's concerns and to help the efforts to increase membership to Rotary] [OPERATING UNDER THE DBA NAME OF HIPAC FINANCIAL LLC D/B/A HIPAC FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HONOLULU, HI; START DATE: 12/2021] [Rotary Club of West Honolulu Foundation; non-profit offering and funding scholarships and community services; P.O. Box 171 Honolulu, HI 96810; Start Date 08/2023; Role/Title: Vice Chairman; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; Immediate subordinate to the chairperson to assist in bringing together community members to discuss how we can best service them. Assist the Chairman with coordination of board activities. Clerical work and emailing the board with updates. Our responsibility is to pass on information from the investment advisors managing the Foundation assets to the Foundation board.]
CRS (Client Relationship Summary) - RIA
Click below to view Derek Jason Tenn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2013 - Present
EAGLE STRATEGIES LLC
Office #1: 733 Bishop Street Suite 2800, Honolulu, HI 96813RIA
CRD#: 110826
Honolulu, HI
Current
May 8, 1999 - Present
NYLIFE SECURITIES LLC
Office #1: 733 Bishop Street Suite 2200 & 2150, Honolulu, HI 96813BD
CRD#: 5167
HONOLULU, HI
Past
July 6, 1998 - April 19, 1999
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/14/2013)
RR
California(1/26/2004)
RR
Colorado(9/24/2014)
RR
Florida(1/9/2024)
RR
Hawaii(5/10/1999)
IAR
Hawaii(8/29/2013)
RR
Massachusetts(10/22/2019)
RR
Nevada(10/8/2020)
RR
Oregon(11/3/2020)
RR
Washington(1/14/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
