DH
David T. Hill
INDEPENDENT FINANCIAL GROUP
Las Cruces, NM 88001
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CRD#: 3074816
DH
Professional summary
David Travis Hill is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Las Cruces, New Mexico.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: NM INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (2) BUY & SELL VEHICLES POSITION: Buyer/Seller NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2018 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: BUY AND SELL VEHICLES PURCHASED FROM INDIVIDUALS AND ESTATE SALES. (3) RENTAL PROPERTY POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2015 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: OFFICE SPACE RENTAL OWNER. (4) DAVID HILL FINANCIAL LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2011 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPRESENTATIVE OF DBA DAVID HILL FINANCIAL LLC FOR MARKETING PURPOSES. (5) TAX PREP POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: Prepare tax returns. HIGH DESERT WEALTH LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/15/2025 ADDRESS: 545 N Main Street, Las Cruces NM 88001, United States DESCRIPTION: REGISTERED REPRESENTATIVE AND INVESTMENT ADVISORY REPPRESENTATIVE OF DBA HIGH DESERT WEALTHLLC FOR MARKETING PURPOSES. DAVID HILL FINANCIAL, LLC POSITION: Owner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2025 ADDRESS: TBD Snow Rd, Corner Snow Rd, DeMatteo Rd, Mesilla NM 88046, United States DESCRIPTION: Farming
CRS (Client Relationship Summary) - RIA
Click below to view David Travis Hill's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Travis Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2017 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 545 N Main Street, Las Cruces, NM 88001RIA
BD
CRD#: 7717
Las Cruces, NM
Current
August 17, 2017 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 545 N Main Street, Las Cruces, NM 88001RIA
BD
CRD#: 7717
Las Cruces, NM
Past
July 31, 2009 - August 18, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAS CRUCES, NM
Past
July 29, 2009 - August 18, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
LAS CRUCES, NM
Past
March 5, 2007 - July 17, 2009
EDWARD JONES
RIA
CRD#: 250
LAS CRUCES, NM
Past
July 28, 1998 - July 17, 2009
EDWARD JONES
BD
CRD#: 250
LAS CRUCES, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/17/2017)
RR
Arizona(9/11/2017)
RR
California(8/17/2017)
RR
Colorado(4/25/2018)
RR
Georgia(9/18/2020)
RR
Hawaii(10/22/2020)
RR
Idaho(8/17/2017)
RR
New Mexico(8/17/2017)
IAR
New Mexico(8/22/2017)
RR
New York(4/2/2022)
RR
Oklahoma(5/19/2020)
RR
Pennsylvania(1/29/2025)
IAR
Texas(8/17/2017)
RR
Texas(11/7/2017)
RR
Virginia(9/16/2020)
RR
Wisconsin(1/17/2019)
RR
Wyoming(11/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
