Christopher S. Eilers
Professional summary
Christopher Shawn Eilers, who also goes by Chris Shawn Eilers, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Sunrise, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Shawn Eilers's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Shawn Eilers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 1301 International Parkway Suite 120, Sunrise, FL 33323Office #2: 1333 3rd Ave South Suite 403, Naples, FL 34102November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 1301 International Parkway Suite 120, Sunrise, FL 33323Office #2: 1333 3rd Ave South Suite 403, Naples, FL 34102December 10, 2004 - November 2, 2018
SIGNATOR INVESTORS, INC.
March 18, 2003 - November 2, 2018
SIGNATOR INVESTORS, INC.
January 2, 2002 - November 7, 2002
OPPENHEIMER & CO. INC.
October 18, 2001 - January 2, 2002
JOSEPHTHAL & CO., INC.
January 16, 2001 - October 19, 2001
THE CONCORD EQUITY GROUP, LLC
March 19, 1999 - January 26, 2001
GKN SECURITIES CORP.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2018)
(11/2/2018)
(11/2/2018)
(7/12/2019)
(11/15/2023)
(11/2/2018)
(11/2/2018)
(11/2/2018)
(11/2/2018)
(11/2/2018)
(5/11/2021)
(7/12/2019)
(3/4/2025)
(9/7/2021)
(7/12/2019)
(4/12/2023)
(8/7/2024)
(7/12/2019)
(11/2/2018)
(11/2/2018)
(5/11/2021)
(11/2/2022)
(7/12/2019)
(7/12/2019)
(2/9/2022)
(11/2/2018)
(5/14/2024)
(7/12/2019)
(4/3/2020)
(11/2/2018)
(5/11/2021)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Sunrise, FL 33323TRUST BUT VERIFY
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