Christopher M. Caputo
Professional summary
Christopher Michael Caputo is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Caputo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2025 - Present
HOLLISTER ASSOCIATES, LLC
September 1, 2021 - February 11, 2025
EQUUS FINANCIAL CONSULTING LLC
August 13, 2018 - September 2, 2021
GREAT POINT CAPITAL LLC
June 2, 2014 - August 15, 2018
BRITEHORN SECURITIES
June 27, 2011 - February 11, 2015
OBRA CAPITAL MANAGEMENT, LLC.
July 14, 2009 - April 19, 2011
CENTURY MANAGEMENT FINANCIAL ADVISORS
January 12, 2009 - July 2, 2009
HENNION & WALSH, INC.
September 10, 2008 - July 2, 2009
HENNION & WALSH ASSET MANAGEMENT, INC.
October 5, 2001 - September 12, 2006
FISHER INVESTMENTS
July 28, 1998 - August 31, 2001
APS FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
(2/11/2025)
(10/9/2025)
Exams
FINRA
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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