BG
Brad Gillman
INVESCO ADVISERS
SAN FRANCISCO, CA 94111
Some features on this profile are disabled
CRD#: 3074432
BG
Professional summary
Brad Gillman, who also goes by Brad Andrew Gillman, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in San Francisco, California and INVESCO DISTRIBUTORS, INC. located in San Francisco, California.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Brad has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Andrew Gillman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 21ST AMENDMENT BREWERY CAF�; NOT INVESTMENT RELATED; 563 2ND ST, SAN FRANCISCO CA 94107; RESTAURANT / BREWERY; NONE; START:01/2000; NONE; PASSIVE INVESTOR. (2) GILLMAN/STERN FAMILY TRUST RE INVESTMENT 1031 EXCHANGE PROCEEDS; INVESTMENT RELATED; 2365 ROUNDHILL DR, ALAMO, CA 94507, USA; RENTAL PROPERTY INVESTMENT RESULTING FROM 1031 EXCHANGE VIA STERN FAMILY TRUSTS; SPOUSAL PARTNER IN OWNERSHIP AND MANAGEMENT; START: 06/2025; NONE; NO SPECIFIC RESPONSIBILITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Brad Gillman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2014 - Present
INVESCO ADVISERS, INC.
Office #1: 101 California Suite 1800, San Francisco, CA 94111RIA
CRD#: 105360
SAN FRANCISCO, CA
Current
November 30, 2010 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 101 California Ste. 3050, San Francisco, CA 94111BD
CRD#: 7369
SAN FRANCISCO, CA
Past
October 28, 2005 - September 7, 2010
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
Past
January 12, 2004 - July 1, 2005
ARTISAN PARTNERS DISTRIBUTORS LLC
BD
CRD#: 45446
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2018)
RR
Alaska(11/30/2010)
RR
Arizona(11/30/2010)
RR
Arkansas(12/6/2018)
RR
California(11/30/2010)
RR
Colorado(11/30/2010)
RR
Connecticut(12/6/2018)
RR
Delaware(12/6/2018)
RR
District of Columbia(12/6/2018)
RR
Florida(12/6/2018)
RR
Georgia(12/6/2018)
RR
Hawaii(11/30/2010)
RR
Idaho(11/30/2010)
RR
Illinois(12/6/2018)
RR
Indiana(12/6/2018)
RR
Iowa(12/6/2018)
RR
Kansas(12/6/2018)
RR
Kentucky(12/6/2018)
RR
Louisiana(12/6/2018)
RR
Maine(12/6/2018)
RR
Maryland(12/6/2018)
RR
Massachusetts(12/6/2018)
RR
Michigan(12/6/2018)
RR
Minnesota(12/6/2018)
RR
Mississippi(12/6/2018)
RR
Missouri(12/6/2018)
RR
Montana(11/30/2010)
RR
Nebraska(12/6/2018)
RR
Nevada(11/30/2010)
RR
New Hampshire(12/6/2018)
RR
New Jersey(10/5/2018)
RR
New Mexico(11/30/2010)
RR
New York(12/6/2018)
RR
North Carolina(12/6/2018)
RR
North Dakota(12/6/2018)
RR
Ohio(12/7/2018)
RR
Oklahoma(12/6/2018)
RR
Oregon(11/30/2010)
RR
Pennsylvania(12/6/2018)
RR
Puerto Rico(12/6/2018)
RR
Rhode Island(12/6/2018)
RR
South Carolina(12/6/2018)
RR
South Dakota(12/6/2018)
RR
Tennessee(12/6/2018)
IAR
Texas(2/25/2014)
RR
Texas(12/6/2018)
RR
Utah(11/30/2010)
RR
Vermont(12/6/2018)
RR
Virgin Islands(12/6/2018)
RR
Virginia(12/6/2018)
RR
Washington(12/1/2010)
RR
West Virginia(12/6/2018)
RR
Wisconsin(12/6/2018)
RR
Wyoming(11/30/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
