Kyle W. Cody
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Wayne Cody was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1998. Kyle had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2019 - November 5, 2019
COREBRIDGE CAPITAL SERVICES, INC.
May 1, 2015 - May 3, 2019
VALIC FINANCIAL ADVISORS, INC.
May 2, 2009 - July 30, 2009
CHASE INVESTMENT SERVICES CORP.
December 4, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
October 21, 2005 - January 24, 2007
PNC WEALTH MANAGEMENT LLC
January 4, 2005 - June 28, 2005
DAVID LERNER ASSOCIATES, INC.
June 22, 1998 - May 10, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
