RB
Ross C. Bonifield
INDEPENDENT WEALTH NETWORK
Phoenix, AZ 85014
Some features on this profile are disabled
CRD#: 3074157
RB
Professional summary
Ross Charles Bonifield, who also goes by Ross C Bonifield, is a registered financial advisor currently at INDEPENDENT WEALTH NETWORK, INC. located in Phoenix, Arizona and EMERSON EQUITY LLC located in Phoenix, Arizona.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Ross has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ross C Bonifield
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)-PREFERRED GROUP LLC-INVESTMENT RELATED, 1202 E MARYLAND AVE, SUITE 1J PHOENIX, AZ 85014, DBA THAT MARKETS FIXED INSURANCE BUSINESS, FINANCIAL PROFESSIONAL, MARKET AND SELL FIXED INSURANCE PRODUCTS, `10-20 HOURS MONTHY, 0-5 HRS DURING SECURITIES TRADING HOURS, 03/2005 2)- PREFERRED FINANCIAL GROUP, LLC-INVESTMENT RELATED, 1202 E MARYLAND AVE., SUITE 1J, PHOENIX, AZ 85014, DBA THAT MARKETS SECURITIES SOLD THROUGH EMERSON EQUITY LLC, PRESIDENT, MARKET/SELL SECURITIES RELATED PRODUCTS THROUGH BROKER/DEALER, EMERSON EQUITY LLC., 160 HRS MONTHLY, 140 HRS MONTHLY DURING SECURITIES TRADING HOURS, 03/2005 3)-PREFERRED WEALTH MANAGEMENT, LLC., -INVESTMENT RELATED, 1202 E MARYLAND AVE., SUITE 1J, PHOENIX, AZ 85014, DBA THAT MARKETS FEE BASED BUSINESS DONE THROUGH INDEPENDENT WEALTH NETWORK, FINANCIAL PROFESSIONAL, MARKET/SELL FEE BASED FINANCIAL PRODUCTS AND SERVICES THROUGH RIA, FINANCIAL PROFESSIONAL, 16O HRS MONTHLY, 140 HRS DURING SECURITIES TRADING HOURS, 03/2005 4)- INDEPENDENT WEALTH NETWORK -INVESTMENT RELATED,1202 E MARYLAND AVE., SUITE 1J, PHOENIX, AZ 85014, REGISTERED INVESTMENT ADVISORY FIRM, REGISTERED INVESTMENT ADVISORY REPRESENTATIVE, FINANCIAL ADVISOR MANAGE FEE BASED BUSINESS, 160 HRS MONTHLY, 140 HOURS DURING SECURITIES TRADING HOURS, 08/2017
CRS (Client Relationship Summary) - RIA
Click below to view Ross Charles Bonifield's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2017 - Present
INDEPENDENT WEALTH NETWORK, INC.
Office #1: 1202 E Maryland Ave Suite 1j, Phoenix, AZ 85014RIA
CRD#: 286262
Phoenix, AZ
Current
January 4, 2024 - Present
EMERSON EQUITY LLC
Office #1: 1202 E Maryland Ave Suite Ij, Phoenix, AZ 85014RIA
BD
CRD#: 130032
Phoenix, AZ
Past
September 5, 2017 - September 29, 2017
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
PHOENIX, AZ
Past
August 24, 2017 - December 31, 2023
INTEGRITY ALLIANCE, LLC.
BD
CRD#: 139627
Phoenix, AZ
Past
October 31, 2013 - August 25, 2017
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
PHOENIX, AZ
Past
October 31, 2013 - August 25, 2017
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
PHOENIX, AZ
Past
March 28, 2005 - November 5, 2013
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
PHOENIX, AZ
Past
March 11, 2005 - November 5, 2013
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
PHOENIX, AZ
Past
July 23, 2004 - March 9, 2005
RUBICON FINANCIAL NETWORK
RIA
CRD#: 113980
TEMPE, AZ
Past
April 20, 2004 - March 22, 2005
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
September 17, 1999 - July 11, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 17, 1999 - July 11, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
July 1, 1999 - September 7, 1999
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
Past
June 22, 1998 - July 22, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
June 22, 1998 - July 22, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(9/15/2017)
RR
Arizona(1/22/2024)
IAR
California(2/20/2018)
RR
California(1/4/2024)
IAR
Colorado(2/20/2018)
RR
Colorado(1/4/2024)
IAR
Florida(3/21/2018)
RR
Florida(5/10/2024)
RR
Hawaii(1/22/2024)
IAR
Illinois(2/20/2018)
RR
Indiana(1/22/2024)
IAR
Iowa(2/22/2018)
IAR
Kansas(1/15/2019)
RR
Maine(1/4/2024)
IAR
Michigan(1/8/2019)
RR
Michigan(1/4/2024)
IAR
Minnesota(2/22/2021)
IAR
Missouri(11/6/2024)
IAR
Nebraska(2/20/2018)
RR
New York(1/4/2024)
IAR
North Carolina(2/22/2018)
RR
North Carolina(1/9/2024)
IAR
Oregon(4/11/2018)
IAR
Pennsylvania(1/23/2020)
IAR
Texas(2/19/2018)
RR
Texas(1/4/2024)
IAR
Washington(1/14/2020)
IAR
Wisconsin(2/22/2018)
RR
Wisconsin(1/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
INDEPENDENT WEALTH NETWORK, INC.
ANTHEM FINANCIAL PARTNERS | SUNBURST FINANCIAL MANAGEMENT | PREFERRED WEALTH MANAGEMENT LLC | POINDEXTER FINANCIAL GROUP | M.A.S.FINANCIAL AND TAX GROUP | LUCASIAN WEALTH MANAGEMENT | KRAMER WEALTH ADVISORY | KFA FINANCIAL | INDEPENDENT WEALTH NETWORK, INC. | INDEPENDENT WEALTH NETWORK GROUP | HOLT ADVISORY GROUP | GILCHRIST WEALTH MANAGEMENT | ETZEL FINANCIAL RESOURCES | DV FINANCIAL | CAPITAL INSURANCE & FINANCIAL SERVICES LLC | BEACON FINANCIAL SERVICES | ARCHER FINANCIAL PARTNERS
CRD#: 286262 / SEC#: 801-110559
RIA
Registered Investment Advisory firm - (6/1/2017 Approved)Ohio
Registered Investment Advisory firm - (8/26/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2350 Nw 128th St, Urbandale, IA 50323
Mailing Address
Phone number
(515) 461-5123
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,626 |
| AUM (Assets Under Management) | $ 422,577,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
