Susan Denise Smith
CFP®Professional Summary
Susan Denise Smith, CFP®, who also goes by Susan Denise Mayes, is a registered financial advisor currently at BONNER & SMITH, LLC located in Lubbock, Texas. Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Susan has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Susan Denise Mayes
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
BONNER & SMITH, LLC | RAYMOND KEITH BONNER | MUTUAL FUND STRATEGIES
Contact Information
Main Address
5308 114th St, Lubbock, TX 79424Phone Number
(806) 798-1880# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,044AUM (Assets Under Management)
$314,766,006Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BONNER & SMITH, LLC | RAYMOND KEITH BONNER | MUTUAL FUND STRATEGIES
State Registrations and Notice Filings
(2/7/2012)
(7/13/2002)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Susan Denise Smith's CRS (Customer Relationship Summary).
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