Rhonda L. Seltun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhonda L Seltun, CFP®, who also goes by Rhonda L Aakre, Rhonda L Gallegos, Rhonda L Schafer, Rhonda Louise Seltun, Rhonda Louise Schafer, was a registered financial professional .
Rhonda is a previously registered financial professional and started their career in finance in 1998. Rhonda had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Education
University of Phoenix
Bachelor of Business Administration - Finance
1998
Experience
July 13, 2018 - April 16, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 10, 2017 - July 13, 2018
STRATEGIC ADVISERS LLC
March 27, 2017 - April 16, 2024
FIDELITY BROKERAGE SERVICES LLC
January 3, 2012 - March 13, 2017
SCHWAB WEALTH ADVISORY, INC.
April 16, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
January 16, 2004 - March 13, 2017
CHARLES SCHWAB & CO., INC.
July 1, 2003 - December 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - December 4, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 6, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 27, 1998 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Vice President, Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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