Patrick M. Fay

HUB INVESTMENT ADVISORS,

Omaha, NE 68154

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CRD#: 3073542

Professional summary

Patrick Michael Fay, AIF®, who also goes by Pat Fay, is a registered financial advisor currently at HUB INVESTMENT ADVISORS, INC located in Omaha, Nebraska and HUB INVESTMENT PARTNERS, LLC located in Omaha, Nebraska.

Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Patrick has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat Fay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Fay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

March 28, 2013 - Present

HUB INVESTMENT ADVISORS, INC

Office #1: 11516 Miracle Hills Dr. Suite 100, Omaha, NE 68154

RIA

CRD#: 164600

Omaha, NE

Current

January 6, 2026 - Present

HUB INVESTMENT PARTNERS, LLC

Office #1: 11516 Miracle Hills Drive, Suite 100, Omaha, NE 68154

RIA

CRD#: 307956

OMAHA, NE

Current

December 16, 2008 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 11516 Miracle Hills Drive Suite 100, Omaha, NE 68154

RIA

CRD#: 43285

Omaha, NE

Current

September 6, 2022 - Present

HUB INTERNATIONAL INVESTMENT SERVICES INC.

Office #1: 900 S Capital Of Tx Highway Suite 350, Austin, TX 78746

CRD#: 150252

AUSTIN, TX

Past

July 30, 2012 - August 20, 2012

HUB INVESTMENT ADVISORS, INC

RIA

CRD#: 164600

OMAHA, NE

Past

February 27, 2009 - March 27, 2013

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Past

September 11, 2008 - November 25, 2008

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

May 31, 2007 - April 7, 2008

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

October 7, 2003 - January 31, 2007

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

May 9, 2001 - November 12, 2003

ORBITEX FUNDS DISTRIBUTOR, INC.

CRD#: 41453

STAMFORD, CT

Past

January 12, 2001 - May 9, 2001

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

July 29, 1999 - June 14, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 9, 1998 - April 13, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(12/16/2008)

IAR

Iowa
(11/7/2013)

Nebraska
(12/16/2008)

IAR

Nebraska
(3/28/2013)

North Dakota
(1/5/2018)

South Dakota
(12/16/2008)

IAR

South Dakota
(11/20/2013)

IAR

Texas
(1/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/18/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/12/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HUB INVESTMENT PARTNERS, LLC

CRD#: 307956 / SEC#: 801-118346

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

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Contact information

Main Address

900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746

Mailing Address

Phone number

(512) 600-5390

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TCG FORM ADV PART 2A - MARCH 2023 (1/23/2026)

Regulatory assets under management

Total Number of Accounts	8,633
AUM (Assets Under Management)	$ 8,979,977,344

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
04/29/2025	Cover Page	Report
01/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick M. Fay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Michael Fay's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUB INVESTMENT PARTNERS, LLC

M HOLDINGS SECURITIES, INC.

HUB INTERNATIONAL INVESTMENT SERVICES INC.

HUB INVESTMENT ADVISORS, INC

M HOLDINGS SECURITIES, INC.

NORTHERN LIGHTS DISTRIBUTORS, LLC

SECURITIES AMERICA, INC.

NORTHERN LIGHTS DISTRIBUTORS, LLC

ORBITEX FUNDS DISTRIBUTOR, INC.

AVANTAX INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

HUB INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/18/2009

Series 65

Date: 9/16/1999

Series 63

Date: 7/7/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/28/1999

Series 6

Date: 6/12/1998

FINRA

Current Firm

HUB INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUB INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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