Alan B. Levin

IBD WEALTH MANAGEMENT

Boca Raton, FL 33432

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CRD#: 3073530

Professional summary

Alan Bruce Levin is a registered financial advisor currently at IBD WEALTH MANAGEMENT, LLC located in Boca Raton, Florida and I-BANKERS SECURITIES, INC. located in Boca Raton, Florida.

Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Alan has worked at 12 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 28 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Activity: Fixed Insurance Products, can be investment related, Location: personal residence at 605 NW 111th Way, Coral Springs FL 33071 (or at clients residence) Position: Sole Proprietor: Alan Levin, Start Date: 2018: Time Commitment: a few hours a month, not during market hours, Compensation: Commission vary by product and is directed by the product issuer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Bruce Levin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2023 - Present

IBD WEALTH MANAGEMENT, LLC

Office #1: 1200 North Federal Highway Suite 215, Boca Raton, FL 33432

RIA

CRD#: 308567

Boca Raton, FL

Current

September 21, 2023 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432Office #2: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

CRD#: 41352

Boca Raton, FL

Past

July 17, 2023 - July 19, 2024

I-BANKERS DIRECT, LLC

CRD#: 167533

BOCA RATON, FL

Past

March 19, 2019 - July 17, 2023

NFSG CORPORATION

RIA

CRD#: 130814

BOCA RATON, FL

Past

March 1, 2019 - July 17, 2023

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

January 24, 2019 - March 7, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FT LAUDERDALE, FL

Past

November 5, 2018 - March 7, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

FT LAUDERDALE, FL

Past

November 15, 2011 - October 31, 2016

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

March 15, 2011 - October 17, 2012

OSAGE INVESTMENTS, INC.

CRD#: 118539

BOCA RATON, FL

Past

July 21, 2005 - December 18, 2012

EQUITY STATION, INC.

CRD#: 103620

BOCA RATON, FL

Past

July 18, 2005 - October 31, 2016

VFINANCE INVESTMENTS, INC

CRD#: 44962

BOCA RATON, FL

Past

September 21, 2000 - January 18, 2005

UNITED CAPITAL MARKETS, INC.

CRD#: 40980

MIAMI, FL

Past

June 27, 2000 - August 31, 2000

TRINIX SECURITIES LLC

CRD#: 103360

ENCINITAS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/5/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 9/20/2023

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 27

Date: 10/4/1999

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

IBD WEALTH MANAGEMENT, LLC

CRD#: 308567 / SEC#:

Florida

Registered Investment Advisory firm - (1/26/2021 Approved)

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Contact information

Main Address

1200 North Federal Highway Suite 215, Boca Raton, FL 33432

Mailing Address

Phone number

(561) 220-8858

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 3,492,800

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alan B. Levin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Bruce Levin's CRS (Customer Relationship Summary).

Certified licenses

Experience

I-BANKERS SECURITIES, INC.

I-BANKERS DIRECT, LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NATIONAL SECURITIES CORPORATION

OSAGE INVESTMENTS, INC.

EQUITY STATION, INC.

VFINANCE INVESTMENTS, INC

UNITED CAPITAL MARKETS, INC.

TRINIX SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/5/2018

Series 99TO

Date: 1/2/2023

SIE

Date: 10/31/2018

Series 7

Date: 10/30/2018

Series 28

Date: 9/20/2023

Series 27

Date: 10/4/1999

FINRA

Nasdaq Stock Market

Current Firm

IBD WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IBD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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