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Paul Noble Gould

PRINCIPAL ADVISED SERVICES
Yardley, PA
·CRD# 3073375·28 years experience

Professional Summary

Paul Noble Gould is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Yardley, Pennsylvania and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PRINCIPAL ADVISED SERVICES·CRD# 297324
RIA
Yardley, PA
September 27, 2023 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
BD
711 High St, Des Moines, IA 50392
September 23, 2023 - Present
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION·CRD# 5178
BD
Radnor, PA
May 17, 2010 - April 29, 2016
OSAIC FA, INC.·CRD# 3978
RIA
Radnor, PA
August 29, 2008 - March 21, 2023
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
August 28, 2008 - September 22, 2009
OSAIC FA, INC.·CRD# 3978
BD
Radnor, PA
August 28, 2008 - March 21, 2023
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
RIA
Radnor, PA
June 20, 2008 - August 29, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
June 20, 2008 - August 29, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Pennington, NJ
January 11, 2001 - March 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Pennington, NJ
January 11, 2001 - March 7, 2008
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 22, 1998 - January 4, 2001

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Current Firm

PA
PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - SEC (12/14/2018 Approved)

Contact Information

Main Address

655 9th Street, Des Moines, IA 50309

Mailing Address

711 High Street, Des Moines, IA 50392

Phone Number

(866) 412-0770

# of Employees

383

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRINCIPAL ADVISED SERVICES FORM ADV 2A WRAP FEE BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

23,164

AUM (Assets Under Management)

$1,422,868,428

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
06/24/2026Cover PageReport
09/26/2025Cover PageReport
10/28/2024Cover PageReport
11/20/2023Cover PageReport
09/22/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BEACON NETWORKING FOR LIFE ASSOCIATION - NEW MEMBER COMMITTEE POSITION: Beacon Networking for Life Association - New Member Committee NATURE: Beacon Networking for Life Association - New Member Committee INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 811 Hudson Dr, Yardley PA 19067, United States DESCRIPTION: Beacon Networking for Life Association - New Member Committee...I will look to work with the committee to help organize activities for members to network and introduce Beacon to possible new members. The focus of this activity is to drive new members to join. SESSION MEMBER PRESBYTERIAN CHURCH OF NEWTOWN PA POSITION: Session Member Presbyterian Church of Newtown PA NATURE: Session Member Presbyterian Church of Newtown PA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 25 N Chancellor Street, Newtown PA 18940, United States DESCRIPTION: I am a church elder or session member. I along with other session members look to make governing decisions in regards to the activities of the church. I do not have access to any financial accounts, investment accounts, nor do I make any investment recomendations, etc. STEWARDSHIP CHAIRPERSON NEWTOWN PRESBYTERIAN CHURCH POSITION: Stewardship Chairperson Newtown Presbyterian Church NATURE: Stewardship Chairperson Newtown Presbyterian Church INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 25 N Chancellor Street, Newtown PA 18940, United States DESCRIPTION: Chairperson of the Newtown Presbyterian Church Stewardship committee. Involves organizing annual pledging campaigns for the church. It does not involve access to any bank accounts, investment accounts or investment decisions.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - SEC (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(7/17/2025)
RR
Colorado
(7/17/2025)
RR
Connecticut
(7/17/2025)
RR
Florida
(7/17/2025)
RR
Iowa
(9/23/2023)
IAR
Iowa
(4/1/2024)
RR
Massachusetts
(7/17/2025)
RR
Nebraska
(7/17/2025)
RR
New Hampshire
(7/17/2025)
RR
Oklahoma
(7/17/2025)
RR
Pennsylvania
(9/23/2023)
IAR
Pennsylvania
(9/27/2023)
RR
South Dakota
(7/17/2025)
RR
Utah
(7/17/2025)
RR
Vermont
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1998About the Series 63 exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2023About the Series 6TO exam

Series 99TO — Operations Professional Examination

Passed Sep 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2009About the Series 24 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Feb 2005About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2005About the Series 10 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Paul Noble Gould's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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