PG
Paul N. Gould
PRINCIPAL ADVISED SERVICES
Yardley, PA
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CRD#: 3073375
PG
Professional summary
Paul Noble Gould is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Yardley, Pennsylvania and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEACON NETWORKING FOR LIFE ASSOCIATION - NEW MEMBER COMMITTEE POSITION: Beacon Networking for Life Association - New Member Committee NATURE: Beacon Networking for Life Association - New Member Committee INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 811 Hudson Dr, Yardley PA 19067, United States DESCRIPTION: Beacon Networking for Life Association - New Member Committee...I will look to work with the committee to help organize activities for members to network and introduce Beacon to possible new members. The focus of this activity is to drive new members to join. SESSION MEMBER PRESBYTERIAN CHURCH OF NEWTOWN PA POSITION: Session Member Presbyterian Church of Newtown PA NATURE: Session Member Presbyterian Church of Newtown PA INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 25 N Chancellor Street, Newtown PA 18940, United States DESCRIPTION: I am a church elder or session member. I along with other session members look to make governing decisions in regards to the activities of the church. I do not have access to any financial accounts, investment accounts, nor do I make any investment recomendations, etc. STEWARDSHIP CHAIRPERSON NEWTOWN PRESBYTERIAN CHURCH POSITION: Stewardship Chairperson Newtown Presbyterian Church NATURE: Stewardship Chairperson Newtown Presbyterian Church INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2023 ADDRESS: 25 N Chancellor Street, Newtown PA 18940, United States DESCRIPTION: Chairperson of the Newtown Presbyterian Church Stewardship committee. Involves organizing annual pledging campaigns for the church. It does not involve access to any bank accounts, investment accounts or investment decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Noble Gould's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2023 - Present
PRINCIPAL ADVISED SERVICES
RIA
CRD#: 297324
Yardley, PA
Current
September 23, 2023 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392RIA
BD
CRD#: 1137
DES MOINES, IA
Past
May 17, 2010 - April 29, 2016
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
BD
CRD#: 5178
RADNOR, PA
Past
August 29, 2008 - March 21, 2023
OSAIC FA, INC.
RIA
CRD#: 3978
RADNOR, PA
Past
August 28, 2008 - September 22, 2009
OSAIC FS, INC.
BD
CRD#: 3870
FORT WAYNE, IN
Past
August 28, 2008 - March 21, 2023
OSAIC FA, INC.
BD
CRD#: 3978
RADNOR, PA
Past
June 20, 2008 - August 29, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
RIA
CRD#: 145
RADNOR, PA
Past
June 20, 2008 - August 29, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Past
January 11, 2001 - March 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
January 11, 2001 - March 7, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
Past
July 22, 1998 - January 4, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/17/2025)
RR
Colorado(7/17/2025)
RR
Connecticut(7/17/2025)
RR
Florida(7/17/2025)
RR
Iowa(9/23/2023)
IAR
Iowa(4/1/2024)
RR
Massachusetts(7/17/2025)
RR
Nebraska(7/17/2025)
RR
New Hampshire(7/17/2025)
RR
Oklahoma(7/17/2025)
RR
Pennsylvania(9/23/2023)
IAR
Pennsylvania(9/27/2023)
RR
South Dakota(7/17/2025)
RR
Utah(7/17/2025)
RR
Vermont(7/17/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/23/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 9/23/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
655 9th Street, Des Moines, IA 50309
Mailing Address
711 High Street, Des Moines, IA 50392
Phone number
(866) 412-0770
Established
Firm type
Fiscal year end
# of Employees
343
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
