Bradley R. Hoth
Professional summary
Bradley Richard Hoth, who also goes by Brad Hoth, Bradley R Hoth, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Sausalito, California.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1998. Bradley has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Richard Hoth's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2016 - Present
FEF DISTRIBUTORS, LLC
July 26, 2013 - January 28, 2016
GOLDMAN SACHS & CO. LLC
April 20, 2006 - July 19, 2013
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
October 5, 2004 - April 20, 2006
AMUNDI ASSET MANAGEMENT US, INC.
August 17, 2001 - July 19, 2013
AMUNDI DISTRIBUTOR US, INC.
June 23, 2000 - August 15, 2001
PRUDENTIAL EQUITY GROUP, LLC
August 11, 1998 - June 27, 2000
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
