Brett D. Golden

TROWBRIDGE CAPITAL PARTNERS LLC.

New York, NY

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CRD#: 3073338

Professional summary

Brett David Golden, who also goes by Brett Golden, is a registered financial advisor currently at TROWBRIDGE CAPITAL PARTNERS LLC. located in New York, New York.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brett has worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Golden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE CHART LAB; FOUNDER; LOCATED AT PRIMARY RESIDENCE ADDRESS; NOT INVESTMENT RELATED; COMPANY PROVIDES SOFTWARE SOLUTIONS FOR PORTFOLIO MGMT; 10HRS/ WEEK Quantitative investment research and data. Monthly subscriptions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett David Golden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2021 - Present

TROWBRIDGE CAPITAL PARTNERS LLC.

RIA

CRD#: 297764

New York, NY

Past

May 19, 2005 - October 2, 2007

KIPPSDESANTO & COMPANY

CRD#: 45763

BOCA RATON, FL

Past

September 24, 2003 - May 20, 2005

FRANKLIN NATIONAL FINANCIAL GROUP, LLC

CRD#: 103841

BOCA RATON, FL

Past

October 30, 2001 - August 8, 2002

CARLIN EQUITIES, LLC

CRD#: 31295

NEW YORK, NY

Past

August 21, 1998 - August 29, 2001

FIRST COLONIAL SECURITIES

CRD#: 25121

BOCA RATON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TROWBRIDGE CAPITAL PARTNERS LLC.

CRD#: 297764 / SEC#: 801-113661

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/18/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/27/2005

General Securities Principal Examination

Current Firm

TROWBRIDGE CAPITAL PARTNERS LLC.

CRD#: 297764 / SEC#: 801-113661

RIA

Registered Investment Advisory firm - (7/19/2018 Approved)

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Contact information

Main Address

New York, NY

Mailing Address

Phone number

(646) 360-3574

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 TROWBRIDGE CAPITAL PARTNERS LLC PARTS 2A & 2B JULY (8/25/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 38,278,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brett D. Golden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett David Golden's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIPPSDESANTO & COMPANY

FRANKLIN NATIONAL FINANCIAL GROUP, LLC

CARLIN EQUITIES, LLC

FIRST COLONIAL SECURITIES

Primary Firm SEC Registration

TROWBRIDGE CAPITAL PARTNERS LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/21/1998

Series 7

Date: 8/18/1998

Series 24

Date: 9/27/2005

Current Firm

TROWBRIDGE CAPITAL PARTNERS LLC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TROWBRIDGE CAPITAL PARTNERS LLC.

TRUST BUT VERIFY

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