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Timothy Noe

ChFC®, CLU®

WESTPOINT WEALTH MANAGEMENT

BEREA, OH

·CRD# 3072952·28 years experience

Professional Summary

Timothy Noe, ChFC®, CLU®, who also goes by Tim Noe, is a registered financial advisor currently at WESTPOINT WEALTH MANAGEMENT, LLC located in Berea, Ohio and MODERN CAPITAL SECURITIES INC. located in Middleburg Heights, Ohio. Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Timothy has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Noe

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Years of Experience

28 years in the financial services industry

Current & Past Employments

WESTPOINT WEALTH MANAGEMENT, LLC·CRD# 310883

RIA

56 Front St, Berea, OH 44017

January 22, 2021 - Present

MODERN CAPITAL SECURITIES INC.·CRD# 130876

BD

7155 Pearl Rd Suite 202, Middleburg Heights, OH 44130

January 29, 2021 - Present

AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869

RIA

Parma Heights, OH

August 3, 2006 - January 25, 2021

AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869

BD

Parma Heights, OH

June 30, 2006 - January 25, 2021

CARILLON INVESTMENTS, INC.·CRD# 14646

BD

Middleburg Hts., OH

June 1, 2005 - June 30, 2006

OSAIC FA, INC.·CRD# 3978

RIA

Middleburg Heights, OH

January 1, 2000 - June 15, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580

BD

Fort Wayne, IN

August 7, 1998 - June 15, 2005

OSAIC FA, INC.·CRD# 3978

BD

Fort Wayne, IN

August 7, 1998 - June 15, 2005

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Current Firm

WW

WESTPOINT WEALTH MANAGEMENT, LLC

BEACH RETIREMEENT GROUP | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE | NOE FINANCIAL SERVICES, INC.

CRD#: 310883 / SEC#: 801-136605

RIA

Registered Investment Advisory firm - SEC (6/26/2026 Approved)

Florida

Registered Investment Advisory firm - Florida (6/30/2026 Terminated)

Ohio

Registered Investment Advisory firm - Ohio (7/1/2026 Terminated)

South Carolina

Registered Investment Advisory firm - South Carolina (6/30/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

56 Front St, Berea, OH 44017

Phone Number

(216) 434-4055

# of Employees

9

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV2A&2B SEC (5/29/2026)

Regulatory Assets Under Management

Total Number of Accounts

810

AUM (Assets Under Management)

$106,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS; *TIM NOE FINANCIAL SERVICES INC--DBA NOE FINANCIAL SERVICES INC; SAME AS BRANCH; INV REL; INSURANCE AGENCY; PRESIDENT/OWNER; START DATE=12/2004; HRS/MO= 200+; TRADING HRS/MO=130; INSURANCE SALES; Westpoint Wealth Management is my RIA for Advisory Services. Investments and Fee Based products. Financial Advisor. Started 1/2021. 66 Front St., Berea, OH 44017.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WW

WESTPOINT WEALTH MANAGEMENT, LLC

BEACH RETIREMEENT GROUP | WESTPOINT WEALTH MANAGEMENT, LLC | TRIPHASE: PLANNING, INVESTMENTS & INSURANCE | NOE FINANCIAL SERVICES, INC.

CRD#: 310883 / SEC#: 801-136605

RIA

Registered Investment Advisory firm - SEC (6/26/2026 Approved)

Florida

Registered Investment Advisory firm - Florida (6/30/2026 Terminated)

Ohio

Registered Investment Advisory firm - Ohio (7/1/2026 Terminated)

South Carolina

Registered Investment Advisory firm - South Carolina (6/30/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Florida
(1/29/2021)

RR

Missouri
(1/29/2021)

RR

North Carolina
(1/29/2021)

IAR

Ohio
(1/22/2021)

RR

Ohio
(1/29/2021)

RR

South Carolina
(11/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1998About the Series 7 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Timothy Noe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TN

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