Rocco Ledonni

T3 TRADING GROUP

New York, NY 10005

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CRD#: 3072826

Professional summary

Rocco Ledonni, who also goes by Rocky Ledonni, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.

Rocco is registered as a RR (Registered Representative) and started their career in finance in 2001. Rocco has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rocky Ledonni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rocco Ledonni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 21, 2019 - Present

T3 TRADING GROUP, LLC

Office #1: 88 Pine Street 23rd Floor, New York, NY 10005

CRD#: 154431

New York, NY

Past

April 4, 2017 - October 18, 2019

T3 TRADING GROUP, LLC

CRD#: 154431

New York, NY

Past

February 25, 2016 - September 13, 2016

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

April 3, 2013 - January 20, 2015

MERUS CAPITAL PARTNERS, LLC

CRD#: 158884

NEW YORK, NY

Past

September 29, 2011 - March 19, 2013

CHIMERA SECURITIES, LLC

CRD#: 147566

NEW YORK, NY

Past

July 20, 2010 - September 23, 2011

QUAD CAPITAL, LLC

CRD#: 148927

NEW YORK, NY

Past

July 5, 2007 - July 8, 2010

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

FORT LAUDERDALE, FL

Past

February 15, 2001 - November 7, 2006

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/7/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/11/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/14/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: , 8-68639

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
T3 COMPANIES, LLC	MEMBER/OWNER
LI, XIAOYAN	PRINCIPAL FINANCIAL OFFICER	4465893
LI, XIAOYAN	PRINCIPAL OPERATIONS OFFICER	4465893
LI, XIAOYAN	FINOP	4465893
MARQUIS, GARRET CHRISTIAN	CHEIF EXECUTIVE OFFICER	3198686
PIKOWSKI, STEVEN	CHIEF COMPLIANCE OFFICER	1562340
REDLER, SCOTT JASON JR	CHIEF STRATEGIC OFFICER	2680492

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rocco Ledonni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rocco Ledonni's CRS (Customer Relationship Summary).

Certified licenses

Experience

T3 TRADING GROUP, LLC

CHIMERA SECURITIES, LLC

MERUS CAPITAL PARTNERS, LLC

CHIMERA SECURITIES, LLC

QUAD CAPITAL, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

LIGHTSPEED PROFESSIONAL TRADING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/2001

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/11/2001

Series 7

Date: 2/14/2001

Series 24

Date: 5/11/2001

FINRA

Current Firm

T3 TRADING GROUP, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

T3 TRADING GROUP, LLC

TRUST BUT VERIFY

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